| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HAP Trading, LLC | 40,800 | 5,000 | 0.00% | Call | |
| 2 | NEW ENGLAND SECURITIES CORP /MA/ | 340 | 9,000 | 0.00% | ||
| 3 | Crow Point Partners, LLC | 360 | 11,000 | 0.00% | ||
| 4 | BlackRock Fund Advisors | 418 | 12,000 | 0.00% | ||
| 5 | PRIVATE TRUST CO NA | 500 | 14,000 | 0.00% | ||
| 6 | Invictus RG Pte. Ltd. | 506 | 14,000 | 0.00% | ||
| 7 | ADIRONDACK TRUST CO | 601 | 17,000 | 0.00% | ||
| 8 | FIRST MANHATTAN CO. LLC. | 789 | 21,000 | 0.00% | ||
| 9 | GLENMEDE TRUST CO NA | 800 | 22,000 | 0.00% | ||
| 10 | WESTPORT RESOURCES MANAGEMENT INC | 1,000 | 28,000 | 0.00% | Call | |
| 11 | Hoxton Financial, Inc. | 1,314 | 36,000 | 0.00% | ||
| 12 | DEUTSCHE BANK AG\ | 1,540 | 42,000 | 0.00% | Put | |
| 13 | Community Financial Services Group, LLC | 1,670 | 46,000 | 0.00% | ||
| 14 | Waverly Advisors, LLC | 1,995 | 55,000 | 0.00% | ||
| 15 | US BANCORP \DE\ | 2,175 | 60,000 | 0.00% | ||
| 16 | People's United Financial, Inc. | 2,175 | 60,000 | 0.00% | ||
| 17 | SUMMIT SECURITIES GROUP LLC | 2,400 | 67,000 | 0.00% | ||
| 18 | First City Capital Management, Inc. | 2,500 | 69,300 | 0.00% | ||
| 19 | Horrell Capital Management, Inc. | 2,550 | 71,000 | 0.00% | ||
| 20 | Walleye Trading LLC | 2,600 | 73,000 | 0.00% | Call | |
| 21 | Creative Planning | 3,500 | 97,000 | 0.00% | ||
| 22 | Psagot Value Holdings Ltd. | 3,700 | 103,000 | 0.00% | ||
| 23 | WESTPORT RESOURCES MANAGEMENT INC | 3,810 | 106,000 | 0.00% | ||
| 24 | B. Riley Wealth Management, Inc. | 3,940 | 109,000 | 0.00% | ||
| 25 | Partnervest Advisory Services LLC | 5,281 | 146,000 | 0.01% | ||
| 26 | NEXT Financial Group, Inc | 7,047 | 173,000 | 0.01% | ||
| 27 | CANYON CAPITAL ADVISORS LLC | 7,300 | 202,000 | 0.01% | ||
| 28 | LPL Financial LLC | 7,616 | 211,000 | 0.01% | ||
| 29 | Tradeworx Inc. | 7,931 | 220,000 | 0.01% | ||
| 30 | RBF Capital, LLC | 10,000 | 277,000 | 0.01% | ||
| 31 | CHEMICAL BANK | 10,300 | 286,000 | 0.01% | ||
| 32 | ARROW FINANCIAL CORP | 10,578 | 294,000 | 0.01% | ||
| 33 | Stratos Wealth Partners, LTD. | 11,675 | 325,000 | 0.01% | ||
| 34 | Janney Capital Management LLC | 12,500 | 347,000 | 0.01% | SH | |
| 35 | K.J. Harrison & Partners Inc | 12,800 | 355,000 | 0.01% | ||
| 36 | HOLLENCREST CAPITAL MANAGEMENT | 13,666 | 379,000 | 0.01% | ||
| 37 | UBS AG | 13,800 | 383,000 | 0.01% | Put | |
| 38 | First Houston Capital, Inc. | 14,100 | 391,000 | 0.01% | ||
| 39 | HAP Trading, LLC | 91,400 | 399,000 | 0.01% | Put | |
| 40 | COMPTON CAPITAL MANAGEMENT INC /RI | 14,950 | 414,000 | 0.01% | ||
| 41 | HUNTINGTON NATIONAL BANK | 15,000 | 416,000 | 0.01% | ||
| 42 | Perimeter Capital Partners, LLC | 15,602 | 432,000 | 0.02% | ||
| 43 | RUSSELL FRANK CO/ | 16,050 | 445,000 | 0.02% | ||
| 44 | UBS AG | 16,700 | 463,000 | 0.02% | Call | |
| 45 | ALPS ADVISORS INC | 18,023 | 500,000 | 0.02% | ||
| 46 | Bluefin Trading, LLC | 4,785 | 500,000 | 0.02% | Put | |
| 47 | Quantbot Technologies LP | 18,324 | 507,000 | 0.02% | ||
| 48 | CIBC WORLD MARKET INC. | 19,522 | 541,000 | 0.02% | ||
| 49 | RAYMOND JAMES & ASSOCIATES | 19,905 | 552,000 | 0.02% | ||
| 50 | Kohlberg Kravis Roberts & Co. L.P. | 20,000 | 554,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
