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SSGA ACTIVE ETF TR
SSGA ACTIVE ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 80 Institutional holders with a total value of $362,584,181.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Regal Investment Advisors LLC 90 4,000 0.00%
3 GUPTA WEALTH MANAGEMENT LLC 102 5,000 0.00%
4 Carroll Financial Associates, Inc. 171 8,000 0.00%
5 Lehman Financial Resources, Inc. 200 9,000 0.00%
6 BENJAMIN F. EDWARDS & COMPANY, INC. 355 17,000 0.00%
7 WFG Advisors, LP 400 19,000 0.01%
8 Winslow, Evans & Crocker, Inc. 1,502 71,642 0.02%
9 MSI Financial Services Inc 1,548 74,000 0.02%
10 FIFTH THIRD BANCORP 1,774 85,000 0.02%
11 Advisors Asset Management, Inc. 2,818 135,000 0.04%
12 Advisory Services Network, LLC 3,118 149,000 0.04%
13 WHITTIER TRUST CO 3,479 166,000 0.05%
14 BANK OF MONTREAL /CAN/ 3,800 181,000 0.05%
15 CITIGROUP INC 4,033 193,000 0.05%
16 Simplicity Solutions, LLC 4,594 219,431 0.06%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,037 241,000 0.07%
18 WEDBUSH SECURITIES INC 5,116 244,000 0.07%
19 Atria Investments, Inc 12 251,000 0.07%
20 JANE STREET GROUP, LLC 5,845 279,000 0.08%
21 Canal Capital Management, LLC 6,044 288,000 0.08%
22 Commonwealth Equity Services, Inc 6,532 312,000 0.09%
23 CITADEL ADVISORS LLC 6,645 317,000 0.09%
24 PNC FINANCIAL SERVICES GROUP, INC. 6,807 325,000 0.09%
25 Kovack Advisors, Inc. 7,952 380,000 0.10%
26 GREAT LAKES ADVISORS, LLC 8,086 386,000 0.11%
27 EP Wealth Advisors, LLC 8,400 401,000 0.11%
28 GARRISON BRADFORD & ASSOCIATES INC 8,600 411,000 0.11%
29 Peachtree Investment Advisors, Inc. 9,051 432,000 0.12%
30 HighTower Advisors, LLC 10,622 509,000 0.14%
31 AMERICAN INTERNATIONAL GROUP, INC. 11,238 536,000 0.15%
32 BARCLAYS PLC 11,413 537,000 0.15%
33 SHEETS SMITH WEALTH MANAGEMENT 12,407 593,000 0.16%
34 OPPENHEIMER & CO INC 12,562 600,000 0.17%
35 BESSEMER GROUP INC 13,386 639,000 0.18%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,703 654,000 0.18%
37 Gradient Investments LLC 15,254 729,000 0.20%
38 Virtu KCG Holdings LLC 15,705 750,000 0.21%
39 BAILARD, INC. 16,085 768,000 0.21%
40 Transamerica Financial Advisors, LLC 17,347 829,000 0.23%
41 Tortoise Investment Management, LLC 18,098 864,000 0.24%
42 Argentus Capital Management, LLC 19,113 913,000 0.25%
43 GRIMES & Co WEALTH MANAGEMENT, LLC 24,093 1,151,000 0.32%
44 SEI INVESTMENTS CO 29,382 1,403,000 0.39%
45 LPL Financial LLC 31,987 1,515,000 0.42%
46 COURIER CAPITAL LLC 31,948 1,526,000 0.42%
47 AEGON USA Investment Management, LLC 32,000 1,528,000 0.42% PRN
48 M&T BANK CORP 32,350 1,545,000 0.43%
49 McNamara Financial Services, Inc. 32,825 1,568,000 0.43%
50 HUTCHENS INVESTMENT MANAGEMENT INC 32,825 1,568,000 0.43%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.