Dark
Light
System
Security
SSGA ACTIVE ETF TR
SSGA ACTIVE ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 87 Institutional holders with a total value of $477,421,897.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Carroll Financial Associates, Inc. 45 2,000 0.00%
3 First Personal Financial Services 185 9,000 0.00%
4 BENJAMIN F. EDWARDS & COMPANY, INC. 355 16,000 0.00%
5 WFG Advisors, LP 400 18,000 0.00%
6 Crosspoint Capital Strategies, LLC 381 19,000 0.00%
7 WEALTHPLAN PARTNERS, LLC 511 23,572 0.00%
8 ADVANTAGE INVESTMENT MANAGEMENT, LLC 569 26,000 0.01%
9 LBA Wealth Management, LLC 630 29,000 0.01%
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 907 42,000 0.01%
11 Winslow, Evans & Crocker, Inc. 1,502 69,196 0.01%
12 WHITTIER TRUST CO 3,479 160,000 0.03%
13 Advisory Services Network, LLC 3,608 166,000 0.03%
14 BANK OF MONTREAL /CAN/ 3,800 175,000 0.04%
15 CITIGROUP INC 4,021 185,000 0.04%
16 Virtu KCG Holdings LLC 4,556 210,000 0.04%
17 Simplicity Solutions, LLC 4,798 221,309 0.05%
18 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 4,933 228,000 0.05%
19 BB&T SECURITIES, LLC 5,219 240,000 0.05%
20 Canal Capital Management, LLC 5,368 247,000 0.05%
21 IFP ADVISORS, INC 5,509 254,000 0.05%
22 AUSDAL FINANCIAL PARTNERS, INC. 5,559 256,000 0.05%
23 MSI Financial Services Inc 6,246 288,000 0.06%
24 KINGS POINT CAPITAL MANAGEMENT 6,465 298,000 0.06%
25 Commonwealth Equity Services, Inc 6,693 309,000 0.06%
26 KALOS MANAGEMENT, INC. 6,755 312,000 0.07%
27 AMERICAN INTERNATIONAL GROUP, INC. 7,374 340,000 0.07%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,490 346,000 0.07%
29 GREAT LAKES ADVISORS, LLC 7,608 351,000 0.07%
30 Advisors Asset Management, Inc. 7,869 363,000 0.08%
31 NEWGATE CAPITAL MANAGEMENT LLC 7,994 369,000 0.08%
32 EP Wealth Advisors, LLC 8,400 387,000 0.08%
33 GARRISON BRADFORD & ASSOCIATES INC 8,600 397,000 0.08%
34 PNC FINANCIAL SERVICES GROUP, INC. 9,319 430,000 0.09%
35 Peachtree Investment Advisors, Inc. 9,596 443,000 0.09%
36 RAYMOND JAMES & ASSOCIATES 10,313 476,000 0.10%
37 HighTower Advisors, LLC 10,364 479,000 0.10%
38 OPPENHEIMER & CO INC 11,801 544,000 0.11%
39 Tortoise Investment Management, LLC 13,315 614,000 0.13%
40 Raymond James Financial Services Advisors, Inc. 14,617 674,000 0.14%
41 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 14,645 676,000 0.14%
42 SHEETS SMITH WEALTH MANAGEMENT 16,073 741,000 0.16%
43 Transamerica Financial Advisors, LLC 17,686 816,000 0.17%
44 Private Advisor Group, LLC 17,773 820,000 0.17%
45 Kovack Advisors, Inc. 18,951 874,000 0.18%
46 Accuvest Global Advisors 21,190 977,000 0.20%
47 MARINER INDEPENDENT ADVISOR NETWORK, LLC 22,119 1,020,000 0.21%
48 GRIMES & Co WEALTH MANAGEMENT, LLC 22,447 1,035,000 0.22%
49 COURIER CAPITAL LLC 23,340 1,077,000 0.23%
50 HUTCHENS INVESTMENT MANAGEMENT INC 25,150 1,160,000 0.24%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.