Dark
Light
System
Security
SSGA ACTIVE ETF TR
SSGA ACTIVE ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 87 Institutional holders with a total value of $477,421,897.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 HighTower Advisors, LLC 10,364 479,000 0.10%
52 RAYMOND JAMES & ASSOCIATES 10,313 476,000 0.10%
53 Peachtree Investment Advisors, Inc. 9,596 443,000 0.09%
54 PNC FINANCIAL SERVICES GROUP, INC. 9,319 430,000 0.09%
55 GARRISON BRADFORD & ASSOCIATES INC 8,600 397,000 0.08%
56 EP Wealth Advisors, LLC 8,400 387,000 0.08%
57 NEWGATE CAPITAL MANAGEMENT LLC 7,994 369,000 0.08%
58 Advisors Asset Management, Inc. 7,869 363,000 0.08%
59 GREAT LAKES ADVISORS, LLC 7,608 351,000 0.07%
60 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,490 346,000 0.07%
61 AMERICAN INTERNATIONAL GROUP, INC. 7,374 340,000 0.07%
62 KALOS MANAGEMENT, INC. 6,755 312,000 0.07%
63 Commonwealth Equity Services, Inc 6,693 309,000 0.06%
64 KINGS POINT CAPITAL MANAGEMENT 6,465 298,000 0.06%
65 MSI Financial Services Inc 6,246 288,000 0.06%
66 AUSDAL FINANCIAL PARTNERS, INC. 5,559 256,000 0.05%
67 IFP ADVISORS, INC 5,509 254,000 0.05%
68 Canal Capital Management, LLC 5,368 247,000 0.05%
69 BB&T SECURITIES, LLC 5,219 240,000 0.05%
70 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 4,933 228,000 0.05%
71 Simplicity Solutions, LLC 4,798 221,309 0.05%
72 Virtu KCG Holdings LLC 4,556 210,000 0.04%
73 CITIGROUP INC 4,021 185,000 0.04%
74 BANK OF MONTREAL /CAN/ 3,800 175,000 0.04%
75 Advisory Services Network, LLC 3,608 166,000 0.03%
76 WHITTIER TRUST CO 3,479 160,000 0.03%
77 Winslow, Evans & Crocker, Inc. 1,502 69,196 0.01%
78 MANUFACTURERS LIFE INSURANCE COMPANY, THE 907 42,000 0.01%
79 LBA Wealth Management, LLC 630 29,000 0.01%
80 ADVANTAGE INVESTMENT MANAGEMENT, LLC 569 26,000 0.01%
81 WEALTHPLAN PARTNERS, LLC 511 23,572 0.00%
82 Crosspoint Capital Strategies, LLC 381 19,000 0.00%
83 WFG Advisors, LP 400 18,000 0.00%
84 BENJAMIN F. EDWARDS & COMPANY, INC. 355 16,000 0.00%
85 First Personal Financial Services 185 9,000 0.00%
86 Carroll Financial Associates, Inc. 45 2,000 0.00%
87 Parallax Volatility Advisers, L.P. 1 0 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.