Dark
Light
System
Security
APPLIED MICRO CIRCUITS ORD
APPLIED MICRO CIRCUITS ORD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 128 Institutional holders with a total value of $441,298,554.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 CITIGROUP INC 9,160 62,000 0.01%
102 BNP PARIBAS FINANCIAL MARKETS 6,736 45,468 0.01%
103 MORGAN STANLEY 6,726 45,000 0.01%
104 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,723 32,000 0.01%
105 ROYAL BANK OF CANADA 4,225 29,000 0.01%
106 BANK OF AMERICA CORP /DE/ 4,361 29,000 0.01%
107 Tower Research Capital LLC (TRC) 4,056 27,000 0.01%
108 CANADA LIFE ASSURANCE Co 3,801 26,000 0.01%
109 Quantbot Technologies LP 3,420 23,000 0.01%
110 Focused Wealth Management, Inc 3,000 20,000 0.00%
111 TEACHER RETIREMENT SYSTEM OF TEXAS 2,720 18,000 0.00%
112 BlackRock Finance, Inc. 2,233 15,000 0.00%
113 RIVER GLOBAL INVESTORS LLP 2,000 13,000 0.00%
114 BARCLAYS PLC 1,799 11,000 0.00%
115 Sunbelt Securities, Inc. 1,500 10,125 0.00%
116 Formidable Asset Management, LLC 1,000 7,000 0.00%
117 BROWN BROTHERS HARRIMAN & CO 382 3,000 0.00%
118 HAP Trading, LLC 25,000 3,000 0.00% Put
119 Endurance Wealth Management, Inc. 500 3,000 0.00%
120 PNC FINANCIAL SERVICES GROUP, INC. 460 3,000 0.00%
121 WEALTHPLAN PARTNERS, LLC 75 1,000 0.00%
122 Tradewinds Capital Management, LLC 167 1,000 0.00%
123 WHITTIER TRUST CO OF NEVADA INC 20 0 0.00%
124 WHITTIER TRUST CO 22 0 0.00%
125 SYNOVUS FINANCIAL CORP 50 0 0.00%
126 NEXT Financial Group, Inc 6 0 0.00%
127 WFG Advisors, LP 25 0 0.00%
128 Ruggie Capital Group 50 0 0.00%
Page 3 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.