| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 68 | 1,000 | 0.00% | ||
| 2 | AMERIPRISE FINANCIAL INC | 60 | 1,000 | 0.00% | ||
| 3 | UBS AG | 200 | 2,000 | 0.00% | Put | |
| 4 | Ground Swell Capital, LLC | 145 | 2,000 | 0.00% | ||
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 200 | 2,000 | 0.00% | ||
| 6 | Creative Planning | 500 | 6,000 | 0.00% | ||
| 7 | UBS AG | 700 | 8,000 | 0.00% | Call | |
| 8 | WELLS FARGO & COMPANY/MN | 801 | 9,000 | 0.00% | ||
| 9 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,000 | 11,000 | 0.00% | ||
| 10 | DEUTSCHE BANK AG\ | 1,000 | 11,000 | 0.00% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 1,275 | 14,153 | 0.01% | ||
| 12 | Tower Research Capital LLC (TRC) | 2,231 | 24,000 | 0.01% | ||
| 13 | PEAK6 Group LLC | 2,500 | 28,000 | 0.01% | Call | |
| 14 | US BANCORP \DE\ | 2,823 | 31,000 | 0.01% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 9,806 | 108,000 | 0.04% | ||
| 16 | THOMPSON DAVIS & CO., INC. | 10,725 | 119,000 | 0.04% | ||
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,181 | 146,000 | 0.05% | ||
| 18 | STEVENS CAPITAL MANAGEMENT LP | 13,326 | 148,000 | 0.05% | ||
| 19 | PEAK6 Group LLC | 13,423 | 149,000 | 0.05% | ||
| 20 | Jefferies Group LLC | 14,900 | 165,000 | 0.06% | Put | |
| 21 | BROWN ADVISORY INC | 17,950 | 199,000 | 0.07% | ||
| 22 | JPMORGAN CHASE & CO | 18,197 | 202,000 | 0.07% | ||
| 23 | PEAK6 Group LLC | 19,900 | 221,000 | 0.08% | Put | |
| 24 | Verition Fund Management LLC | 20,000 | 222,000 | 0.08% | ||
| 25 | WEDBUSH SECURITIES INC | 21,536 | 239,000 | 0.09% | ||
| 26 | Jefferies Group LLC | 23,661 | 263,000 | 0.10% | ||
| 27 | PDT Partners, LLC | 25,043 | 278,000 | 0.10% | ||
| 28 | STATE STREET CORP | 28,454 | 316,000 | 0.12% | ||
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 32,400 | 360,000 | 0.13% | Put | |
| 30 | TFS CAPITAL LLC | 43,143 | 479,000 | 0.18% | ||
| 31 | Invesco Ltd. | 44,276 | 491,000 | 0.18% | ||
| 32 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 44,900 | 498,000 | 0.18% | ||
| 33 | DRIEHAUS CAPITAL MANAGEMENT LLC | 54,461 | 605,000 | 0.22% | ||
| 34 | Asset Management One Co., Ltd. | 57,100 | 634,000 | 0.23% | ||
| 35 | NWAM LLC | 70,650 | 784,000 | 0.29% | ||
| 36 | MORGAN STANLEY | 75,266 | 836,000 | 0.31% | ||
| 37 | GOLDMAN SACHS GROUP INC | 76,648 | 851,000 | 0.31% | ||
| 38 | TWO SIGMA ADVISERS, LP | 88,710 | 985,000 | 0.36% | ||
| 39 | RUSSELL FRANK CO/ | 94,400 | 1,048,000 | 0.38% | ||
| 40 | TWO SIGMA INVESTMENTS, LP | 102,097 | 1,133,000 | 0.42% | ||
| 41 | CREDIT SUISSE AG/ | 106,163 | 1,178,000 | 0.43% | ||
| 42 | GAGNON SECURITIES LLC | 299,800 | 1,226,000 | 0.45% | ||
| 43 | NOMURA HOLDINGS INC | 158,865 | 1,760,000 | 0.65% | ||
| 44 | LSV ASSET MANAGEMENT | 190,523 | 2,114,000 | 0.78% | ||
| 45 | ROBOTTI ROBERT | 208,625 | 2,316,000 | 0.85% | ||
| 46 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 314,496 | 3,491,000 | 1.28% | ||
| 47 | PERRITT CAPITAL MANAGEMENT INC | 368,700 | 4,093,000 | 1.50% | ||
| 48 | PUTNAM INVESTMENTS LLC | 392,837 | 4,360,000 | 1.60% | ||
| 49 | Allianz Asset Management GmbH | 443,497 | 4,923,000 | 1.81% | ||
| 50 | 1492 Capital Management LLC | 448,011 | 4,973,000 | 1.83% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
