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SUMITOMO MITSUI FINL GROUP I
SUMITOMO MITSUI FINL GROUP I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 159 Institutional holders with a total value of $1,090,060,824.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 FIRST TRUST ADVISORS LP 18,178 149,000 0.01%
52 RAYMOND JAMES TRUST N.A. 18,965 156,000 0.01%
53 BlackRock Fund Advisors 19,195 157,000 0.01%
54 STATE STREET CORP 19,994 164,000 0.02%
55 Manchester Capital Management LLC 20,272 166,000 0.02%
56 Point View Wealth Management, Inc. 20,668 169,000 0.02%
57 MCKINLEY CAPITAL MANAGEMENT LLC 22,095 181,000 0.02%
58 CADENCE BANK NA 22,344 184,000 0.02%
59 abrdn Investment Management Ltd 23,560 193,000 0.02%
60 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,842 195,000 0.02%
61 JOHNSON INVESTMENT COUNSEL INC 24,100 197,000 0.02%
62 PDT Partners, LLC 24,200 198,000 0.02%
63 NAVELLIER & ASSOCIATES INC 24,172 198,000 0.02%
64 Fisher Asset Management, LLC 24,427 200,000 0.02%
65 JANE STREET GROUP, LLC 25,389 208,000 0.02%
66 STEVENS CAPITAL MANAGEMENT LP 25,588 210,000 0.02%
67 WESBANCO BANK INC 27,165 223,000 0.02%
68 SMITH ASSET MANAGEMENT GROUP LP 28,407 233,000 0.02%
69 HERNDON CAPITAL MANAGEMENT LLC 29,520 242,064 0.02%
70 Creative Planning 30,868 253,000 0.02%
71 STERNE AGEE GROUP, INC. 33,680 277,000 0.03%
72 HighTower Advisors, LLC 34,937 286,000 0.03%
73 M&T BANK CORP 35,765 292,000 0.03%
74 FIFTH THIRD BANCORP 37,772 310,000 0.03%
75 Cubist Systematic Strategies, LLC 39,599 325,000 0.03%
76 BARCLAYS PLC 41,793 334,000 0.03%
77 J.P. Morgan Private Wealth Advisors LLC 40,730 334,000 0.03%
78 PICTET ASSET MANAGEMENT LTD 40,856 335,000 0.03%
79 TD ASSET MANAGEMENT INC 42,145 346,000 0.03%
80 Dorsey & Whitney Trust CO LLC 42,549 349,000 0.03%
81 SCHRODER INVESTMENT MANAGEMENT GROUP 42,869 351,526 0.03%
82 ENVESTNET ASSET MANAGEMENT INC 49,356 405,000 0.04%
83 Quantbot Technologies LP 49,986 409,000 0.04%
84 AMERIPRISE FINANCIAL INC 52,992 437,000 0.04%
85 GUGGENHEIM CAPITAL LLC 61,373 503,000 0.05%
86 GENESEE VALLEY TRUST CO 61,473 504,000 0.05%
87 TWO SIGMA ADVISERS, LP 62,499 512,000 0.05%
88 Crow Point Partners, LLC 69,145 566,000 0.05%
89 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 69,842 573,000 0.05%
90 A.R.T. Advisors, LLC 70,731 579,000 0.05%
91 GEODE CAPITAL MANAGEMENT, LLC 72,138 590,000 0.05%
92 UBS AG 77,127 632,000 0.06%
93 HBK INVESTMENTS L P 79,716 654,000 0.06%
94 UNITED SERVICES AUTOMOBILE ASSOCIATION 80,468 660,000 0.06%
95 CITADEL ADVISORS LLC 85,607 702,000 0.06%
96 ALLIANCEBERNSTEIN L.P. 87,515 718,000 0.07%
97 RELIANCE TRUST CO OF DELAWARE 92,567 759,000 0.07%
98 CONNABLE OFFICE INC 99,538 816,000 0.07%
99 INTRUST BANK NA 100,644 825,000 0.08%
100 CREDIT SUISSE AG/ 102,821 843,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.