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SUMITOMO MITSUI FINL GROUP I
SUMITOMO MITSUI FINL GROUP I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 159 Institutional holders with a total value of $1,090,060,824.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Freedom Investment Management, Inc. 193,745 1,589,000 0.15%
52 BBVA USA Bancshares, Inc. 153,014 1,255,000 0.12%
53 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 144,528 1,185,000 0.11%
54 SUNTRUST BANKS INC 135,872 1,112,000 0.10%
55 DIMENSIONAL FUND ADVISORS LP 131,615 1,079,000 0.10%
56 CITIGROUP INC 122,207 1,002,000 0.09%
57 EATON VANCE MANAGEMENT 114,776 942,000 0.09%
58 MILLENNIUM MANAGEMENT LLC 112,095 919,000 0.08%
59 RHUMBLINE ADVISERS 104,896 860,000 0.08%
60 CREDIT SUISSE AG/ 102,821 843,000 0.08%
61 INTRUST BANK NA 100,644 825,000 0.08%
62 CONNABLE OFFICE INC 99,538 816,000 0.07%
63 RELIANCE TRUST CO OF DELAWARE 92,567 759,000 0.07%
64 ALLIANCEBERNSTEIN L.P. 87,515 718,000 0.07%
65 CITADEL ADVISORS LLC 85,607 702,000 0.06%
66 UNITED SERVICES AUTOMOBILE ASSOCIATION 80,468 660,000 0.06%
67 HBK INVESTMENTS L P 79,716 654,000 0.06%
68 UBS AG 77,127 632,000 0.06%
69 GEODE CAPITAL MANAGEMENT, LLC 72,138 590,000 0.05%
70 A.R.T. Advisors, LLC 70,731 579,000 0.05%
71 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 69,842 573,000 0.05%
72 Crow Point Partners, LLC 69,145 566,000 0.05%
73 TWO SIGMA ADVISERS, LP 62,499 512,000 0.05%
74 GENESEE VALLEY TRUST CO 61,473 504,000 0.05%
75 GUGGENHEIM CAPITAL LLC 61,373 503,000 0.05%
76 AMERIPRISE FINANCIAL INC 52,992 437,000 0.04%
77 Quantbot Technologies LP 49,986 409,000 0.04%
78 ENVESTNET ASSET MANAGEMENT INC 49,356 405,000 0.04%
79 SCHRODER INVESTMENT MANAGEMENT GROUP 42,869 351,526 0.03%
80 Dorsey & Whitney Trust CO LLC 42,549 349,000 0.03%
81 TD ASSET MANAGEMENT INC 42,145 346,000 0.03%
82 PICTET ASSET MANAGEMENT LTD 40,856 335,000 0.03%
83 J.P. Morgan Private Wealth Advisors LLC 40,730 334,000 0.03%
84 BARCLAYS PLC 41,793 334,000 0.03%
85 Cubist Systematic Strategies, LLC 39,599 325,000 0.03%
86 FIFTH THIRD BANCORP 37,772 310,000 0.03%
87 M&T BANK CORP 35,765 292,000 0.03%
88 HighTower Advisors, LLC 34,937 286,000 0.03%
89 STERNE AGEE GROUP, INC. 33,680 277,000 0.03%
90 Creative Planning 30,868 253,000 0.02%
91 HERNDON CAPITAL MANAGEMENT LLC 29,520 242,064 0.02%
92 SMITH ASSET MANAGEMENT GROUP LP 28,407 233,000 0.02%
93 WESBANCO BANK INC 27,165 223,000 0.02%
94 STEVENS CAPITAL MANAGEMENT LP 25,588 210,000 0.02%
95 JANE STREET GROUP, LLC 25,389 208,000 0.02%
96 Fisher Asset Management, LLC 24,427 200,000 0.02%
97 PDT Partners, LLC 24,200 198,000 0.02%
98 NAVELLIER & ASSOCIATES INC 24,172 198,000 0.02%
99 JOHNSON INVESTMENT COUNSEL INC 24,100 197,000 0.02%
100 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,842 195,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.