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SUMITOMO MITSUI FINL GROUP INCORPORATED SPONSORED ADR
SUMITOMO MITSUI FINL GROUP INCORPORATED SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 174 Institutional holders with a total value of $683,616,069.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 32 0 0.00%
2 Winslow, Evans & Crocker, Inc. 72 544 0.00%
3 BlackRock Investment Management, LLC 111 1,000 0.00%
4 CREATIVE FINANCIAL DESIGNS INC /ADV 159 1,000 0.00%
5 MassMutual Private Wealth & Trust, FSB 257 1,963 0.00%
6 Plante Moran Financial Advisors, LLC 255 2,000 0.00%
7 THOMAS WHITE INTERNATIONAL LTD 374 3,000 0.00%
8 Parkside Financial Bank & Trust 438 3,000 0.00%
9 TRUST CO OF VERMONT 410 3,000 0.00%
10 JNBA Financial Advisors 450 3,000 0.00%
11 D.A. DAVIDSON & CO. 722 4,000 0.00%
12 BESSEMER GROUP INC 771 6,000 0.00%
13 DREMAN VALUE MANAGEMENT, L L C 833 6,000 0.00%
14 Cornerstone Advisors, Inc. 846 6,000 0.00%
15 SEVENBRIDGE FINANCIAL GROUP, LLC 1,100 7,000 0.00%
16 BRONFMAN E.L. ROTHSCHILD, L.P. 916 7,000 0.00%
17 BlackRock Finance, Inc. 1,000 8,000 0.00%
18 IFP ADVISORS, INC 1,196 9,000 0.00%
19 NEXT Financial Group, Inc 1,145 9,000 0.00%
20 TEACHERS ADVISORS, LLC 1,300 10,000 0.00%
21 PARALLEL ADVISORS, LLC 1,590 12,000 0.00%
22 Whitnell & Co. 1,605 12,000 0.00%
23 Carroll Financial Associates, Inc. 1,832 13,000 0.00%
24 MSI Financial Services Inc 1,904 15,000 0.00%
25 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 2,033 15,000 0.00%
26 BELLWETHER INVESTMENT GROUP, LLC 1,908 15,000 0.00%
27 RPG FAMILY WEALTH ADVISORY, LLC 2,037 15,562 0.00%
28 TCI Wealth Advisors, Inc. 2,054 16,000 0.00%
29 CITIZENS FINANCIAL GROUP INC/DE 2,007 16,000 0.00%
30 THOMPSON DAVIS & CO., INC. 2,214 17,000 0.00%
31 Winfield Associates, Inc. 2,240 17,000 0.00%
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,239 17,000 0.00%
33 ASSETMARK, INC 2,908 22,000 0.00%
34 Hexavest Inc. 3,095 24,000 0.00%
35 FIFTH THIRD BANCORP 3,120 24,000 0.00%
36 LS Investment Advisors, LLC 3,270 25,000 0.00%
37 SRS CAPITAL ADVISORS, INC. 4,085 31,000 0.00% SH
38 Perigon Wealth Management, LLC 4,220 32,000 0.00%
39 PNC FINANCIAL SERVICES GROUP, INC. 4,484 34,000 0.00%
40 HOWE & RUSLING INC 4,625 35,000 0.01%
41 ENTERPRISE FINANCIAL SERVICES CORP 5,135 39,000 0.01%
42 MCKINLEY CAPITAL MANAGEMENT LLC 5,181 40,000 0.01%
43 ZIONS BANCORPORATION 5,954 46,000 0.01%
44 PROFICIO CAPITAL PARTNERS LLC 6,348 48,000 0.01%
45 Quantbot Technologies LP 6,351 48,000 0.01%
46 QUADRANT CAPITAL GROUP LLC 9,986 68,000 0.01%
47 Creative Planning 9,199 70,000 0.01%
48 ADVISOR GROUP, INC. 9,600 72,000 0.01%
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 9,895 76,000 0.01%
50 Daiwa Securities Group Inc. 10,000 76,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.