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SWS GROUP INC
SWS GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 87 Institutional holders with a total value of $1,178,183,556.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ROYAL BANK OF CANADA 41,900 290,000 0.02%
52 VOYA INVESTMENT MANAGEMENT LLC 31,227 216,000 0.02%
53 Jefferies Group LLC 30,542 211,000 0.02%
54 TWO SIGMA INVESTMENTS, LP 27,840 192,000 0.02%
55 Stone Toro Investment Advisers, LP 27,499 190,000 0.02%
56 Nationwide Fund Advisors 25,817 178,000 0.02%
57 FIRST NEW YORK SECURITIES LLC /NY 23,986 165,743 0.01%
58 DEUTSCHE BANK AG\ 23,227 160,000 0.01%
59 Parkwood LLC 22,273 154,000 0.01%
60 MENTA CAPITAL LLC 22,300 154,000 0.01%
61 AMERICAN INTERNATIONAL GROUP, INC. 21,970 151,813 0.01%
62 Arizona State Retirement System 21,369 147,000 0.01%
63 OFI Advisors LLC 21,199 146,000 0.01%
64 MANUFACTURERS LIFE INSURANCE COMPANY, THE 20,591 142,000 0.01%
65 BLACKROCK ADVISORS LLC 19,452 135,000 0.01%
66 CAPSTONE ASSET MANAGEMENT CO 18,920 131,000 0.01%
67 CREDIT SUISSE AG/ 18,869 130,000 0.01%
68 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 16,139 112,000 0.01%
69 Louisiana State Employees Retirement System 13,600 94,000 0.01%
70 S. MUOIO & CO. LLC 13,000 90,000 0.01%
71 AQR CAPITAL MANAGEMENT LLC 11,984 83,000 0.01%
72 PRELUDE CAPITAL MANAGEMENT, LLC 10,000 69,000 0.01%
73 Catalyst Capital Advisors LLC 9,548 66,000 0.01%
74 UBS Group AG 9,608 66,000 0.01%
75 Municipal Employees' Retirement System of Michigan 7,400 51,000 0.00%
76 CITIGROUP INC 7,264 50,000 0.00%
77 WOLVERINE ASSET MANAGEMENT LLC 5,892 40,000 0.00%
78 Legal & General Group Plc 5,488 38,000 0.00%
79 WELLS FARGO & COMPANY/MN 4,009 28,000 0.00%
80 ALLIANCEBERNSTEIN L.P. 3,840 27,000 0.00%
81 D.A. DAVIDSON & CO. 2,000 13,000 0.00%
82 BARCLAYS PLC 1,669 10,000 0.00%
83 Tower Research Capital LLC (TRC) 1,298 9,000 0.00%
84 Parallax Volatility Advisers, L.P. 1,000 7,000 0.00% Put
85 Creative Planning 225 2,000 0.00%
86 PNC FINANCIAL SERVICES GROUP, INC. 307 2,000 0.00%
87 Ancora Advisors LLC 2,334,086 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.