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TCP CAP CORP
TCP CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 90 Institutional holders with a total value of $308,639,290.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 US BANCORP \DE\ 9 0 0.00%
2 Sandy Spring Bank 109 1,000 0.00%
3 HOWE & RUSLING INC 205 3,000 0.00%
4 FARMERS & MERCHANTS INVESTMENTS INC 250 3,000 0.00%
5 MSI Financial Services Inc 331 4,000 0.00%
6 Creative Planning 259 4,000 0.00%
7 Ameritas Investment Partners, Inc. 500 6,000 0.00%
8 Winslow, Evans & Crocker, Inc. 500 6,780 0.00%
9 Allworth Financial LP 606 8,000 0.00%
10 Carroll Financial Associates, Inc. 650 9,000 0.00%
11 JBF Capital, Inc. 1,000 14,000 0.00%
12 NEXT Financial Group, Inc 1,200 16,000 0.01%
13 Global X Management CO LLC 1,320 18,000 0.01%
14 Tower Research Capital LLC (TRC) 1,466 20,000 0.01%
15 BANK OF MONTREAL /CAN/ 1,500 20,000 0.01%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,535 21,000 0.01%
17 BARCLAYS PLC 2,000 26,000 0.01%
18 PNC FINANCIAL SERVICES GROUP, INC. 2,000 28,000 0.01%
19 Dunvegan Associates, Inc. 2,000 30,000 0.01%
20 Estabrook Capital Management 2,250 30,510 0.01%
21 WFG Advisors, LP 3,003 41,000 0.01%
22 GOODWIN DANIEL L 10,000 136,000 0.04%
23 Commonwealth Equity Services, Inc 10,063 136,000 0.04%
24 PineBridge Investments, L.P. 11,071 150,000 0.05%
25 ROYAL BANK OF CANADA 11,210 152,000 0.05%
26 EAGLE GLOBAL ADVISORS LLC 11,430 155,000 0.05%
27 GSA CAPITAL PARTNERS LLP 11,439 155,000 0.05%
28 PDT Partners, LLC 12,320 167,000 0.05%
29 WESTPORT RESOURCES MANAGEMENT INC 13,080 177,000 0.06%
30 D. E. Shaw & Co., Inc. 13,102 178,000 0.06%
31 OPPENHEIMER & CO INC 13,543 184,000 0.06%
32 Dynamic Technology Lab Private Ltd 13,997 190,000 0.06%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,261 261,000 0.08%
34 CITADEL ADVISORS LLC 19,300 262,000 0.08%
35 GOLDMAN SACHS GROUP INC 20,809 282,000 0.09%
36 DEUTSCHE BANK AG\ 21,279 287,000 0.09%
37 CIBC WORLD MARKET INC. 23,335 316,000 0.10%
38 Virtu KCG Holdings LLC 24,511 332,000 0.11%
39 WEDBUSH SECURITIES INC 24,966 339,000 0.11%
40 CFO4Life, L.P. 24,969 339,000 0.11%
41 Trexquant Investment LP 28,400 385,000 0.12%
42 BANK OF AMERICA CORP /DE/ 30,435 413,000 0.13%
43 STATE STREET CORP 30,400 413,000 0.13%
44 CITIGROUP INC 30,438 413,000 0.13%
45 VSR Financial Services, Inc. 31,055 421,000 0.14%
46 SEI INVESTMENTS CO 34,321 465,000 0.15%
47 Sumitomo Mitsui DS Asset Management Company, Ltd 34,440 467,000 0.15%
48 ADVISORY RESEARCH INC 36,147 490,000 0.16%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,391 521,000 0.17%
50 AMERICAN INTERNATIONAL GROUP, INC. 38,599 524,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.