| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carlyle Group Inc. | 12,429,342 | 341,807,000 | 62.01% | ||
| 2 | RIVERSTONE HOLDINGS LLC | 1,347,161 | 37,047,000 | 6.72% | ||
| 3 | GOLDMAN SACHS GROUP INC | 1,203,547 | 33,098,000 | 6.00% | ||
| 4 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,098,510 | 30,209,000 | 5.48% | ||
| 5 | Clearbridge Investments, LLC | 650,000 | 17,875,000 | 3.24% | ||
| 6 | Blackstone Inc. | 643,596 | 17,699,000 | 3.21% | ||
| 7 | FRANKLIN SQUARE HOLDINGS, L.P. | 643,596 | 17,699,000 | 3.21% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 333,396 | 9,168,000 | 1.66% | ||
| 9 | AMERIPRISE FINANCIAL INC | 227,049 | 6,244,000 | 1.13% | ||
| 10 | VAN ECK ASSOCIATES CORP | 130,976 | 3,602,000 | 0.65% | ||
| 11 | ARDSLEY ADVISORY PARTNERS LP | 117,739 | 3,238,000 | 0.59% | ||
| 12 | AVENIR CORP | 91,591 | 2,519,000 | 0.46% | ||
| 13 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 80,800 | 2,222,000 | 0.40% | ||
| 14 | USCA RIA LLC | 70,485 | 1,938,000 | 0.35% | ||
| 15 | CLEARSTEAD TRUST, LLC | 64,341 | 1,769,000 | 0.32% | ||
| 16 | MCKINLEY CAPITAL MANAGEMENT LLC | 54,579 | 1,501,000 | 0.27% | ||
| 17 | MORGAN STANLEY | 54,078 | 1,488,000 | 0.27% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 50,100 | 1,378,000 | 0.25% | Call | |
| 19 | DEUTSCHE BANK AG\ | 49,400 | 1,358,000 | 0.25% | ||
| 20 | RENAISSANCE TECHNOLOGIES LLC | 47,500 | 1,306,000 | 0.24% | ||
| 21 | HITE Hedge Asset Management LLC | 46,583 | 1,281,000 | 0.23% | ||
| 22 | Allen Investment Management, LLC | 40,640 | 1,118,000 | 0.20% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 39,457 | 1,085,000 | 0.20% | ||
| 24 | Baldwin Investment Management, LLC | 39,200 | 1,078,000 | 0.20% | SH | |
| 25 | K.J. Harrison & Partners Inc | 36,500 | 1,004,000 | 0.18% | ||
| 26 | Cetera Advisors LLC | 35,829 | 989,000 | 0.18% | ||
| 27 | CETERA INVESTMENT ADVISERS | 35,829 | 989,000 | 0.18% | ||
| 28 | THOMPSON SIEGEL & WALMSLEY LLC | 33,150 | 912,000 | 0.17% | ||
| 29 | Texas Yale Capital Corp. | 32,625 | 897,000 | 0.16% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 29,700 | 817,000 | 0.15% | Put | |
| 31 | NAPLES GLOBAL ADVISORS, LLC | 28,940 | 796,000 | 0.14% | ||
| 32 | MARSHALL WACE NORTH AMERICA, L.P. | 28,207 | 790,000 | 0.14% | ||
| 33 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 27,300 | 751,000 | 0.14% | ||
| 34 | RAYMOND JAMES & ASSOCIATES | 26,722 | 735,000 | 0.13% | ||
| 35 | NAVELLIER & ASSOCIATES INC | 22,764 | 626,000 | 0.11% | ||
| 36 | WELLS FARGO & COMPANY/MN | 21,692 | 597,000 | 0.11% | ||
| 37 | CAVALIER INVESTMENTS, LLC | 14,500 | 407,000 | 0.07% | ||
| 38 | BRIDGEWORTH, LLC | 13,250 | 377,000 | 0.07% | ||
| 39 | BlackRock Finance, Inc. | 13,657 | 376,000 | 0.07% | ||
| 40 | UBS Group AG | 12,687 | 349,000 | 0.06% | ||
| 41 | WOLVERINE TRADING LP /BD | 12,600 | 348,000 | 0.06% | Put | |
| 42 | BARD ASSOCIATES INC | 11,664 | 321,000 | 0.06% | ||
| 43 | ROOSEVELT INVESTMENT GROUP LLC | 7,746 | 213,000 | 0.04% | ||
| 44 | GOOD LIFE ADVISORS, LLC | 7,372 | 203,000 | 0.04% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,352 | 175,000 | 0.03% | ||
| 46 | Winslow, Evans & Crocker, Inc. | 5,825 | 160,938 | 0.03% | ||
| 47 | Cypress Capital Management LLC (WY) | 4,720 | 129,800 | 0.02% | ||
| 48 | ROYAL BANK OF CANADA | 3,600 | 99,000 | 0.02% | ||
| 49 | IFP ADVISORS, INC | 3,600 | 99,000 | 0.02% | ||
| 50 | Creative Planning | 1,600 | 44,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
