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South32 Ltd American Depositary Shares Sponsored
South32 Ltd American Depositary Shares Sponsored. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 38 Institutional holders with a total value of $7,892,066.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SONORA INVESTMENT MANAGEMENT, LLC 51 0 0.00%
2 COLONY GROUP LLC 4 0 0.00%
3 Brookstone Capital Management 40 0 0.00%
4 CT Financial Advisors LLC 120 571 0.01%
5 Estabrook Capital Management 160 762 0.01%
6 PNC FINANCIAL SERVICES GROUP, INC. 300 1,000 0.01%
7 MONROE BANK & TRUST/MI 220 1,000 0.01%
8 REILLY FINANCIAL ADVISORS, LLC 111 1,000 0.01%
9 Nelson Capital Management, LLC 110 1,000 0.01%
10 HIGH POINT BANK & TRUST CO 272 1,000 0.01%
11 TRUST CO OF VERMONT 167 1,000 0.01%
12 MYCIO WEALTH PARTNERS, LLC 200 1,000 0.01%
13 West Oak Capital, LLC 364 1,733 0.02%
14 Highlander Capital Management, LLC 480 2,000 0.03%
15 American Research & Management Co. 400 2,000 0.03%
16 Bartlett & Co. LLC 669 3,000 0.04%
17 CENTRAL TRUST Co 1,507 7,000 0.09%
18 WESTPORT RESOURCES MANAGEMENT INC 2,068 10,000 0.13%
19 GLENMEDE TRUST CO NA 3,265 14,000 0.18%
20 South Dakota Investment Council 3,888 19,000 0.24%
21 Hexavest Inc. 4,896 23,000 0.29%
22 GOFEN & GLOSSBERG LLC /IL/ 10,340 49,000 0.62%
23 Cullen Capital Management, LLC 13,880 66,000 0.84%
24 AFAM CAPITAL, INC. 16,100 77,000 0.98%
25 BARINGS LLC 17,406 83,000 1.05%
26 MONTGOMERY INVESTMENT MANAGEMENT INC 17,566 84,000 1.06%
27 SATURNA CAPITAL CORP 30,060 143,000 1.81%
28 Shelter Ins Retirement Plan 36,320 173,000 2.19%
29 Shelter Mutual Insurance Co 40,412 192,000 2.43%
30 AMERIPRISE FINANCIAL INC 45,515 217,000 2.75%
31 Shelter Ins Profit Sharing 33,080 222,000 2.81%
32 KORNITZER CAPITAL MANAGEMENT INC /KS 50,628 241,000 3.05%
33 Canal Insurance CO 56,000 267,000 3.38%
34 ASSOCIATED BANC-CORP 71,341 339,000 4.30%
35 TOCQUEVILLE ASSET MANAGEMENT L.P. 85,527 407,000 5.16%
36 Fisher Asset Management, LLC 190,189 905,000 11.47%
37 SCHAFER CULLEN CAPITAL MANAGEMENT INC 311,189 1,481,000 18.77%
38 PACIFIC HEIGHTS ASSET MANAGEMENT LLC 600,000 2,856,000 36.19%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.