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South32 Ltd American Depositary Shares Sponsored
South32 Ltd American Depositary Shares Sponsored. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 27 Institutional holders with a total value of $14,381,943.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEVENBRIDGE FINANCIAL GROUP, LLC 60 0 0.00%
2 CENTRAL TRUST Co 80 0 0.00%
3 First Horizon Advisors, Inc. 13 0 0.00%
4 SARGENT BICKHAM LAGUDIS LLC 26 0 0.00%
5 QUADRANT CAPITAL GROUP LLC 245 0 0.00%
6 SONORA INVESTMENT MANAGEMENT, LLC 11 65 0.00%
7 MassMutual Private Wealth & Trust, FSB 40 235 0.00%
8 CT Financial Advisors LLC 120 704 0.00%
9 Estabrook Capital Management 160 939 0.01%
10 PNC FINANCIAL SERVICES GROUP, INC. 242 1,000 0.01%
11 MYCIO WEALTH PARTNERS, LLC 200 1,000 0.01%
12 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 160 1,000 0.01%
13 American Research & Management Co. 400 2,000 0.01%
14 WESTPORT RESOURCES MANAGEMENT INC 348 2,000 0.01%
15 TRUST CO OF VERMONT 277 2,000 0.01%
16 Bartlett & Co. LLC 432 3,000 0.02%
17 KELLY LAWRENCE W & ASSOCIATES INC/CA 600 4,000 0.03%
18 GLENMEDE TRUST CO NA 2,846 15,000 0.10%
19 Hexavest Inc. 4,896 29,000 0.20%
20 MONTGOMERY INVESTMENT MANAGEMENT INC 16,476 97,000 0.67%
21 BARINGS LLC 17,406 102,000 0.71%
22 ASSOCIATED BANC-CORP 35,240 207,000 1.44%
23 AMERIPRISE FINANCIAL INC 36,958 218,000 1.52%
24 Fisher Asset Management, LLC 167,285 1,163,000 8.09%
25 TOCQUEVILLE ASSET MANAGEMENT L.P. 450,207 2,643,000 18.38%
26 PACIFIC HEIGHTS ASSET MANAGEMENT LLC 600,000 3,522,000 24.49%
27 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,084,883 6,368,000 44.28%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.