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TEMPLETON DRAGON FD INC
TEMPLETON DRAGON FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 66 Institutional holders with a total value of $427,528,572.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 100 2,000 0.00%
2 WFG Advisors, LP 200 5,000 0.00%
3 Winslow, Evans & Crocker, Inc. 595 14,572 0.00%
4 Tarbox Family Office, Inc. 870 21,000 0.00%
5 Stonehage Fleming (UK) Ltd 900 22,000 0.01%
6 US BANCORP \DE\ 1,068 26,000 0.01%
7 AMERICAN INTERNATIONAL GROUP, INC. 1,225 30,003 0.01%
8 Creative Planning 1,367 33,000 0.01%
9 Gradient Investments LLC 1,410 35,000 0.01%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,924 47,000 0.01%
11 Highlander Capital Management, LLC 1,942 47,560 0.01%
12 Hudock, Inc. 2,206 54,000 0.01%
13 NEW ENGLAND SECURITIES CORP /MA/ 2,412 59,000 0.01%
14 CITIGROUP INC 2,600 64,000 0.01%
15 D.A. DAVIDSON & CO. 3,200 78,000 0.02%
16 1919 Investment Counsel, LLC 4,000 98,000 0.02%
17 BROWN BROTHERS HARRIMAN & CO 4,300 105,000 0.02%
18 FIFTH THIRD BANCORP 4,803 118,000 0.03%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 5,252 129,000 0.03%
20 BANK OF MONTREAL /CAN/ 5,445 133,000 0.03%
21 Partnervest Advisory Services LLC 5,462 134,000 0.03%
22 SEGALL BRYANT & HAMILL, LLC 8,433 207,000 0.05%
23 STUYVESANT CAPITAL MANAGEMENT 8,750 214,000 0.05%
24 Shaker Financial Services, LLC 9,106 223,000 0.05%
25 KMS FINANCIAL SERVICES, INC 9,150 224,000 0.05%
26 Commonwealth Equity Services, Inc 10,402 255,000 0.06%
27 SHUFRO ROSE & CO LLC 10,600 259,000 0.06%
28 MSI Financial Services Inc 10,683 262,000 0.06%
29 NORTHERN TRUST CORP 10,700 262,000 0.06%
30 PALLADIUM PARTNERS LLC 10,925 268,000 0.06%
31 PNC FINANCIAL SERVICES GROUP, INC. 11,663 286,000 0.07%
32 AMERIPRISE FINANCIAL INC 12,947 313,000 0.07%
33 WOLVERINE ASSET MANAGEMENT LLC 13,114 321,000 0.08%
34 Thomas J. Herzfeld Advisors, Inc. 13,270 325,000 0.08%
35 Verition Fund Management LLC 13,390 328,000 0.08%
36 McAdams Wright Ragen, Inc. 13,527 331,000 0.08%
37 FRANKLIN RESOURCES INC 13,507 331,000 0.08%
38 LEVIN CAPITAL STRATEGIES, L.P. 13,500 331,000 0.08%
39 Chevy Chase Trust Holdings, LLC 13,985 342,000 0.08%
40 DEUTSCHE BANK AG\ 17,000 415,000 0.10%
41 Ashmore Group plc 18,465 452,000 0.11%
42 HL FINANCIAL SERVICES LLC 18,747 459,000 0.11%
43 DOLIVER ADVISORS, LP 18,818 461,000 0.11%
44 JPMORGAN CHASE & CO 19,089 468,000 0.11%
45 LPL Financial LLC 21,440 525,000 0.12%
46 Janney Montgomery Scott LLC 21,741 532,437 0.12%
47 TFS CAPITAL LLC 24,473 599,000 0.14%
48 Bartlett & Co. LLC 27,180 666,000 0.16%
49 SILVERCREST ASSET MANAGEMENT GROUP LLC 31,599 774,000 0.18%
50 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 36,497 894,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.