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BAXALTA INC COM
BAXALTA INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 832 Institutional holders with a total value of $17,542,382,387.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ASSET DEDICATION, LLC 5 0 0.00%
2 US FINANCIAL ADVISORS, LLC 27 1,000 0.00%
3 INTERACTIVE FINANCIAL ADVISORS, INC. 16 1,000 0.00%
4 FIRST NEW YORK SECURITIES LLC /NY 10 1,375 0.00% Call
5 DELPHI PRIVATE ADVISORS LLC 51 2,000 0.00%
6 TD Capital Management LLC 43 2,000 0.00%
7 Lowe Wealth Advisors, LLC 50 2,000 0.00%
8 COCONUT GROVE BANK 50 2,000 0.00%
9 COLONY GROUP LLC 55 2,000 0.00%
10 WEALTHPLAN PARTNERS, LLC 177 2,307 0.00%
11 USA MUTUALS ADVISORS, INC. 68 3,000 0.00%
12 PINKERTON WEALTH, LLC 69 3,000 0.00%
13 FNY Managed Accounts LLC 19 3,438 0.00% Call
14 ZIONS BANCORPORATION 94 4,000 0.00%
15 Point72 Hong Kong Ltd 100 4,000 0.00%
16 Capital Advisors, Ltd. LLC 102 4,000 0.00%
17 CENTRAL BANK & TRUST CO 100 4,000 0.00%
18 CapWealth Advisors, LLC 112 4,000 0.00%
19 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 100 4,000 0.00%
20 Allworth Financial LP 101 4,000 0.00%
21 PROFICIO CAPITAL PARTNERS LLC 118 5,000 0.00%
22 TD Securities (USA) LLC 122 5,000 0.00%
23 Stevens First Principles Investment Advisors 140 5,000 0.00%
24 ALLEGIS INVESTMENT ADVISORS, LLC 128 5,000 0.00%
25 AllSquare Wealth Management LLC 133 5,000 0.00%
26 MOISAND FITZGERALD TAMAYO, LLC 140 5,000 0.00%
27 Lenox Wealth Management, Inc. 135 5,000 0.00%
28 Choate Investment Advisors 139 5,425 0.00%
29 Cornerstone Advisors, Inc. 161 6,000 0.00%
30 KELLY LAWRENCE W & ASSOCIATES INC/CA 150 6,000 0.00%
31 Glassman Wealth Services 185 7,000 0.00%
32 MCF Advisors LLC 175 7,000 0.00%
33 Spectrum Management Group, LLC 175 7,000 0.00%
34 Transamerica Financial Advisors, LLC 159 7,000 0.00%
35 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 200 8,000 0.00%
36 WealthTrust-Arizona, LLC 200 8,000 0.00%
37 Mercer Capital Advisers, Inc. 200 8,000 0.00%
38 FIRST PREMIER BANK 220 9,000 0.00%
39 Sunbelt Securities, Inc. 252 9,836 0.00%
40 CUTLER GROUP LLC / CA 9,300 10,000 0.00% Put
41 SRH ADVISORS, LLC 265 10,000 0.00%
42 ZIONS BANCORPORATION 271 10,000 0.00% SH
43 Focused Wealth Management, Inc 292 11,000 0.00%
44 Riggs Asset Managment Co. Inc. 298 12,000 0.00%
45 HEFTY WEALTH PARTNERS 359 14,000 0.00%
46 Vantage Investment Advisors, LLC 362 14,000 0.00%
47 Gemmer Asset Management LLC 355 14,000 0.00%
48 Tower Research Capital LLC (TRC) 387 15,000 0.00%
49 Burt Wealth Advisors 418 16,000 0.00%
50 SHARKEY, HOWES & JAVER 400 16,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.