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BAXALTA INC COM
BAXALTA INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 832 Institutional holders with a total value of $17,542,382,387.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 RAND WEALTH, LLC 5,500 215,000 0.00%
152 Investors Capital Advisory Services 5,535 216,000 0.00%
153 JANE STREET GROUP, LLC 5,600 219,000 0.00% Put
154 Broderick Brian C 5,638 220,000 0.00%
155 EP Wealth Advisors, LLC 5,627 220,000 0.00%
156 BAXTER BROS INC 5,659 221,000 0.00%
157 Nadler Financial Group, Inc. 5,664 221,000 0.00%
158 Financial Advisory Group 5,694 222,000 0.00%
159 MISSION WEALTH MANAGEMENT, LLC 5,693 222,000 0.00%
160 BURKE & HERBERT BANK & TRUST CO 5,736 224,000 0.00%
161 PRAXIS INVESTMENT MANAGEMENT INC 5,730 224,000 0.00%
162 OLD NATIONAL BANCORP /IN/ 5,791 226,000 0.00%
163 PRELUDE CAPITAL MANAGEMENT, LLC 5,789 226,000 0.00%
164 Glovista Investments LLC 5,800 226,000 0.00%
165 ROWLANDMILLER & PARTNERS.ADV 5,604 226,000 0.00%
166 WRIGHT INVESTORS SERVICE INC 5,793 226,000 0.00%
167 Checchi Capital Advisers, LLC 5,952 232,000 0.00%
168 CITIZENS FINANCIAL GROUP INC/DE 5,867 232,000 0.00%
169 Cohen Capital Management, Inc. 6,000 234,000 0.00%
170 ALPHA WINDWARD LLC 6,017 235,000 0.00%
171 Farmers National Bank 6,004 235,000 0.00%
172 PARSONS CAPITAL MANAGEMENT INC/RI 6,050 236,000 0.00%
173 Paragon Capital Management Ltd 6,075 237,000 0.00%
174 Fiduciary Trust Co International of Pennsylvania 6,095 238,000 0.00%
175 STOCK YARDS BANK & TRUST CO 6,091 238,000 0.00%
176 Meiji Yasuda Asset Management Co Ltd. 6,150 240,000 0.00%
177 TCTC Holdings, LLC 6,268 245,000 0.00%
178 WHITE PINE CAPITAL LLC 6,350 248,000 0.00%
179 Pekin Hardy Strauss, Inc. 6,393 250,000 0.00%
180 INTEGRATED WEALTH MANAGEMENT 6,423 251,000 0.00%
181 CACTI ASSET MANAGEMENT LLC 6,500 254,000 0.00%
182 Loudon Investment Management, LLC 6,525 255,000 0.00%
183 Dynamic Advisor Solutions LLC 6,578 257,000 0.00%
184 HAP Trading, LLC 235,100 259,000 0.00% Put
185 DUBUQUE BANK & TRUST CO 6,664 260,000 0.00%
186 PINNACLE FINANCIAL PARTNERS INC 6,653 260,000 0.00%
187 Mizuho Asset Management Co.,Ltd. 6,717 262,000 0.00%
188 NATIONAL PLANNING CORP 6,913 263,000 0.00%
189 CETERA INVESTMENT ADVISERS 6,717 264,000 0.00%
190 PIONEER TRUST BANK N A/OR 6,845 267,000 0.00%
191 Buckingham Capital Management, Inc. 6,851 267,000 0.00%
192 ANCORA PRIVATE WEALTH ADVISORS, LLC 6,837 267,000 0.00%
193 OLD SECOND NATIONAL BANK OF AURORA 6,875 269,000 0.00%
194 BREMER TRUST NATIONAL ASSOCIATION 6,957 271,000 0.00%
195 TOMPKINS FINANCIAL CORP 7,085 276,000 0.00%
196 WASHINGTON TRUST Co 7,281 284,000 0.00%
197 Brick & Kyle, Associates 7,300 285,000 0.00%
198 VICTORY CAPITAL MANAGEMENT INC 7,312 285,000 0.00%
199 FineMark National Bank & Trust 7,408 289,000 0.00%
200 Ipswich Investment Management Co., Inc. 7,465 291,000 0.00%
Page 4 of 17

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.