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HORIZON GLOBAL CORPORATION
HORIZON GLOBAL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 139 Institutional holders with a total value of $392,139,616.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 7 0 0.00%
2 CUTLER GROUP LLC / CA 700 0 0.00% Call
3 Zurcher Kantonalbank (Zurich Cantonalbank) 5 0 0.00%
4 Cranbrook Wealth Management, LLC 47 1,000 0.00%
5 ROBLE, BELKO & COMPANY, INC 22 1,000 0.00%
6 CWM, LLC 100 2,000 0.00%
7 CUTLER GROUP LLC / CA 100 2,000 0.00%
8 BB&T INVESTMENT SERVICES, INC. 50 2,000 0.00%
9 BlackRock Japan Co. Ltd 141 3,000 0.00%
10 MSI Financial Services Inc 164 4,000 0.00%
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 156 4,000 0.00%
12 Private Ocean, LLC 300 5,000 0.00%
13 BNP PARIBAS FINANCIAL MARKETS 234 5,616 0.00%
14 IFP ADVISORS, INC 249 6,000 0.00%
15 Crosspoint Capital Strategies, LLC 307 7,000 0.00%
16 FARMERS & MERCHANTS INVESTMENTS INC 304 7,000 0.00%
17 PEAK6 Group LLC 400 10,000 0.00% Put
18 Montecito Bank & Trust 400 10,000 0.00%
19 CENTRAL TRUST Co 462 11,000 0.00%
20 PEAK6 Group LLC 489 12,000 0.00%
21 NISA INVESTMENT ADVISORS, LLC 880 21,000 0.01%
22 VAN ECK ASSOCIATES CORP 1,290 31,000 0.01%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,317 31,000 0.01%
24 BlackRock Finance, Inc. 1,377 33,000 0.01%
25 Tower Research Capital LLC (TRC) 1,378 33,000 0.01%
26 Walleye Trading LLC 2,300 55,000 0.01%
27 US BANCORP \DE\ 2,567 62,000 0.02%
28 UBS Group AG 3,473 83,000 0.02%
29 Legal & General Group Plc 4,565 110,000 0.03%
30 BARCLAYS PLC 4,823 116,000 0.03%
31 SG Americas Securities, LLC 4,941 119,000 0.03%
32 ADVISOR GROUP, INC. 5,067 122,000 0.03%
33 ACROSPIRE INVESTMENT MANAGEMENT LLC 5,216 125,000 0.03%
34 PRELUDE CAPITAL MANAGEMENT, LLC 5,500 132,000 0.03%
35 ENVESTNET ASSET MANAGEMENT INC 6,339 153,000 0.04%
36 SIMPLEX TRADING, LLC 7,454 178,000 0.05%
37 SEI INVESTMENTS CO 7,833 188,000 0.05%
38 BANK OF MONTREAL /CAN/ 8,988 207,000 0.05%
39 PITCAIRN CO 8,877 213,000 0.05%
40 VOYA INVESTMENT MANAGEMENT LLC 9,181 220,000 0.06%
41 AMERICAN INTERNATIONAL GROUP, INC. 10,490 252,000 0.06%
42 USA FINANCIAL FORMULAS 10,696 257,000 0.07%
43 Gotham Asset Management, LLC 10,894 261,000 0.07%
44 Squarepoint Ops LLC 11,331 272,000 0.07%
45 Nationwide Fund Advisors 11,805 283,000 0.07%
46 WILEN INVESTMENT MANAGEMENT CORP. 12,080 284,000 0.07%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 12,387 297,000 0.08%
48 PEAK6 Group LLC 12,500 300,000 0.08% Call
49 TFS CAPITAL LLC 12,983 312,000 0.08%
50 TUDOR INVESTMENT CORP ET AL 13,399 322,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.