| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Harbour Capital Advisors, LLC | 210,250 | 200,000,000 | 57.74% | ||
| 2 | MACKAY SHIELDS LLC | 29,725,000 | 31,373,000 | 9.06% | PRN | |
| 3 | ADVENT CAPITAL MANAGEMENT /DE/ | 28,851,000 | 30,515,000 | 8.81% | PRN | |
| 4 | Calamos Advisors LLC | 20,181,000 | 21,487,000 | 6.20% | PRN | |
| 5 | SONORA INVESTMENT MANAGEMENT, LLC | 15,160,000 | 15,889,802 | 4.59% | ||
| 6 | Invesco Ltd. | 9,500,000 | 9,987,000 | 2.88% | PRN | |
| 7 | STEELHEAD PARTNERS LLC | 8,101,000 | 8,567,000 | 2.47% | PRN | |
| 8 | GABELLI FUNDS LLC | 5,200,000 | 5,467,000 | 1.58% | PRN | |
| 9 | Allianz Asset Management GmbH | 5,000,000 | 5,262,000 | 1.52% | PRN | |
| 10 | PUTNAM INVESTMENTS LLC | 3,892,000 | 4,091,000 | 1.18% | ||
| 11 | WELLS FARGO & COMPANY/MN | 3,106,000 | 3,265,000 | 0.94% | PRN | |
| 12 | SSI INVESTMENT MANAGEMENT LLC | 2,885,000 | 3,036,000 | 0.88% | PRN | |
| 13 | Pinnacle Holdings, LLC | 1,820,000 | 1,907,615 | 0.55% | PRN | |
| 14 | Cutler Capital Management, LLC | 1,330,000 | 1,398,000 | 0.40% | PRN | |
| 15 | Bank of New York Mellon Corp | 950,000 | 988,000 | 0.29% | ||
| 16 | DEUTSCHE BANK AG\ | 684,000 | 719,000 | 0.21% | PRN | |
| 17 | SUNTRUST BANKS INC | 332,000 | 349,000 | 0.10% | PRN | |
| 18 | GAMCO INVESTORS, INC. ET AL | 250,000 | 263,000 | 0.08% | PRN | |
| 19 | Teton Advisors, Inc. | 250,000 | 263,000 | 0.08% | PRN | |
| 20 | STIFEL FINANCIAL CORP | 245,000 | 258,000 | 0.07% | PRN | |
| 21 | D.A. DAVIDSON & CO. | 175,000 | 187,000 | 0.05% | ||
| 22 | BNP PARIBAS FINANCIAL MARKETS | 141,000 | 148,226 | 0.04% | PRN | |
| 23 | Calamos Wealth Management LLC | 120,000 | 128,000 | 0.04% | PRN | |
| 24 | HighTower Advisors, LLC | 106,000 | 112,000 | 0.03% | PRN | |
| 25 | CITIGROUP INC | 102,000 | 107,000 | 0.03% | PRN | |
| 26 | OPPENHEIMER ASSET MANAGEMENT INC. | 92,000 | 97,000 | 0.03% | ||
| 27 | Wellesley Asset Management | 77,524 | 81,885 | 0.02% | PRN | |
| 28 | BANK OF AMERICA CORP /DE/ | 72,000 | 76,000 | 0.02% | PRN | |
| 29 | ADVISOR GROUP, INC. | 67 | 70,000 | 0.02% | PRN | |
| 30 | GOLDMAN SACHS GROUP INC | 61,000 | 64,000 | 0.02% | PRN | |
| 31 | Commonwealth Equity Services, Inc | 45,000 | 47,000 | 0.01% | ||
| 32 | EDGE ADVISORS, LLC | 42,000 | 44,000 | 0.01% | ||
| 33 | Brown Advisory Securities, LLC | 35,000 | 35,000 | 0.01% | PRN | |
| 34 | SUN LIFE FINANCIAL INC | 27,000 | 28,000 | 0.01% | ||
| 35 | ROYAL BANK OF CANADA | 19,000 | 20,000 | 0.01% | PRN | |
| 36 | Raymond James Financial Services Advisors, Inc. | 16,000 | 17,000 | 0.00% | PRN | |
| 37 | BLAIR WILLIAM & CO/IL | 12,000 | 13,000 | 0.00% | ||
| 38 | UBS Group AG | 4,000 | 4,000 | 0.00% | PRN | |
| 39 | MASCOMA WEALTH MANAGEMENT LLC | 3,000 | 3,000 | 0.00% | ||
| 40 | North Star Investment Management Corp. | 2,000 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
