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BANK NEW YORK MELLON CORP
BANK NEW YORK MELLON CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 893 Institutional holders with a total value of $36,022,074,185.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 0 0 0.00%
2 Mitsubishi UFJ Securities Holdings Co., Ltd. 20 1,000 0.00%
3 Tower Research Capital LLC (TRC) 20 1,000 0.00%
4 SEVEN EIGHT CAPITAL, LP 37 2,000 0.00%
5 Winfield Associates, Inc. 45 2,000 0.00%
6 Johnson Financial Group, Inc. 56 2,000 0.00%
7 DUNCKER STREETT & CO INC 74 3,000 0.00%
8 Hartford Financial Management Inc. 88 3,000 0.00%
9 Brookstone Capital Management 100 4,000 0.00%
10 TCI Wealth Advisors, Inc. 104 4,000 0.00%
11 WEALTHCARE CAPITAL MANAGEMENT LLC 115 5,000 0.00%
12 WOLVERINE ASSET MANAGEMENT LLC 96 6,000 0.00% Put
13 Financial Management Professionals, Inc. 157 6,000 0.00%
14 MOTCO 141 6,000 0.00%
15 CENTRAL BANK & TRUST CO 200 8,000 0.00%
16 Horrell Capital Management, Inc. 200 8,000 0.00%
17 WOODMONT INVESTMENT COUNSEL LLC 195 8,000 0.00%
18 WealthTrust-Arizona, LLC 213 9,000 0.00%
19 VIRTUS CAPITAL ADVISERS, LLC 238 10,000 0.00%
20 Tarbox Family Office, Inc. 266 11,000 0.00%
21 First Personal Financial Services 242 11,000 0.00%
22 RATIONAL ADVISORS, INC. 276 12,000 0.00%
23 ADVANTAGE INVESTMENT MANAGEMENT, LLC 300 13,000 0.00%
24 Plante Moran Financial Advisors, LLC 340 14,000 0.00%
25 Cable Hill Partners, LLC 329 14,000 0.00%
26 BRUDERMAN ASSET MANAGEMENT, LLC 370 16,000 0.00%
27 Glassman Wealth Services 375 16,000 0.00%
28 Apriem Advisors 373 16,000 0.00%
29 Simplicity Solutions, LLC 394 16,536 0.00%
30 HOWE & RUSLING INC 400 17,000 0.00%
31 THOMPSON DAVIS & CO., INC. 421 18,000 0.00%
32 Tradewinds Capital Management, LLC 488 20,000 0.00%
33 FIRST NEW YORK SECURITIES LLC /NY 500 20,985 0.00%
34 FRANKLIN STREET ADVISORS INC /NC 500 21,000 0.00%
35 VALLEY NATIONAL ADVISERS INC 508 21,000 0.00%
36 Regal Investment Advisors LLC 550 23,000 0.00%
37 CAPITAL GUARDIAN TRUST CO 552 23,000 0.00%
38 Allworth Financial LP 552 23,000 0.00%
39 INTEGRATED WEALTH MANAGEMENT 572 24,000 0.00%
40 ZIONS BANCORPORATION 566 24,000 0.00% SH
41 Catamount Wealth Management 595 25,000 0.00%
42 Capital Advisors, Ltd. LLC 650 27,000 0.00%
43 Field & Main Bank 650 27,000 0.00%
44 UBS Group AG 700 29,000 0.00% Put
45 Ledyard National Bank 693 29,000 0.00%
46 ELEMENT CAPITAL MANAGEMENT LLC 700 29,379 0.00%
47 Vident Investment Advisory, LLC 746 31,000 0.00%
48 Vantage Investment Advisors, LLC 754 32,000 0.00%
49 FIRST NATIONAL BANK SIOUX FALLS 763 32,000 0.00%
50 KELLY LAWRENCE W & ASSOCIATES INC/CA 800 34,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.