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BANK NEW YORK MELLON CORP
BANK NEW YORK MELLON CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 1,018 Institutional holders with a total value of $41,431,152,282.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWEST QUADRANT WEALTH MANAGEMENT, LLC 57 2,604 0.00%
2 DELPHI PRIVATE ADVISORS LLC 65 3,000 0.00%
3 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 61 3,000 0.00%
4 Live Your Vision, LLC 60 3,000 0.00%
5 VALLEY WEALTH MANAGERS, INC. 65 3,000 0.00%
6 HOWE & RUSLING INC 77 4,000 0.00%
7 SRS CAPITAL ADVISORS, INC. 84 4,000 0.00% SH
8 DUNCKER STREETT & CO INC 81 4,000 0.00%
9 LBA Wealth Management, LLC 80 4,000 0.00%
10 CEDAR WEALTH MANAGEMENT, LLC 75 4,000 0.00%
11 Bluefin Trading, LLC 15,000 4,000 0.00% Put
12 Vigilant Capital Management, LLC 80 4,000 0.00%
13 TCI Wealth Advisors, Inc. 104 5,000 0.00%
14 FINANCIAL ADVISORS NETWORK, INC. 113 5,048 0.00%
15 CASCADE INVESTMENT ADVISORS, INC. 120 5,685 0.00%
16 PROFICIO CAPITAL PARTNERS LLC 135 6,000 0.00%
17 OGOREK ANTHONY JOSEPH /NY/ /ADV 159 6,000 0.00%
18 Sunbelt Securities, Inc. 135 6,396 0.00%
19 Gradient Investments LLC 152 7,000 0.00%
20 Baltimore-Washington Financial Advisors, Inc. 182,316 8,638 0.00%
21 Jolley Asset Management, LLC 200 9,000 0.00%
22 Tradewinds Capital Management, LLC 188 9,000 0.00%
23 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 180 9,000 0.00%
24 IHT WEALTH MANAGEMENT, LLC 201 10,000 0.00%
25 INTELLECTUS PARTNERS, LLC 207 10,000 0.00%
26 WealthTrust-Arizona, LLC 220 10,000 0.00%
27 VIRTUS CAPITAL ADVISERS, LLC 238 11,000 0.00%
28 Independent Portfolio Consultants, Inc. 257 12,000 0.00%
29 SHARKEY, HOWES & JAVER 300 14,000 0.00%
30 ADVANTAGE INVESTMENT MANAGEMENT, LLC 300 14,000 0.00%
31 OMNIA FAMILY WEALTH, LLC 303 14,000 0.00%
32 MARK SHEPTOFF FINANCIAL PLANNING, LLC 300 14,000 0.00%
33 Stanford Investment Group, Inc. 320 15,000 0.00%
34 INDEPENDENT ADVISOR ALLIANCE 357 15,908 0.00%
35 CUTLER GROUP LLC / CA 31,900 17,000 0.00% Put
36 FIRST COMMAND BANK 359 17,000 0.00%
37 FIRST COMMAND FINANCIAL SERVICES, INC. 359 17,000 0.00%
38 MASCOMA WEALTH MANAGEMENT LLC 375 18,000 0.00%
39 SONORA INVESTMENT MANAGEMENT, LLC 400 18,952 0.00%
40 KELLY LAWRENCE W & ASSOCIATES INC/CA 400 19,000 0.00%
41 PACIFIC CENTER FOR FINANCIAL SERVICES 406 19,000 0.00%
42 CENTRAL BANK & TRUST CO 398 19,000 0.00%
43 PHYSICIANS FINANCIAL SERVICES, INC. 500 20,000 0.00%
44 Tarbox Family Office, Inc. 413 20,000 0.00%
45 Shamrock Asset Management LLC 416 20,000 0.00%
46 Cable Hill Partners, LLC 440 21,000 0.00%
47 CENTERSTAR FUND, LLC 34,800 22,000 0.00% Put PRN
48 Winfield Associates, Inc. 475 22,000 0.00%
49 CWM, LLC 472 22,000 0.00%
50 MassMutual Private Wealth & Trust, FSB 500 23,690 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.