| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Wellesley Asset Management | 1,921 | 1,962 | 0.00% | PRN | |
| 2 | THOMPSON DAVIS & CO., INC. | 4,000 | 4,000 | 0.00% | ||
| 3 | SEI INVESTMENTS CO | 75,000 | 76,000 | 0.06% | ||
| 4 | STIFEL FINANCIAL CORP | 75,000 | 77,000 | 0.07% | ||
| 5 | ROYAL BANK OF CANADA | 162,000 | 164,000 | 0.14% | PRN | |
| 6 | CREDIT SUISSE AG/ | 16,454 | 432,000 | 0.37% | PRN | |
| 7 | Bank of New York Mellon Corp | 1,000,000 | 1,015,000 | 0.86% | ||
| 8 | ADVENT CAPITAL MANAGEMENT /DE/ | 1,163,000 | 1,183,000 | 1.00% | PRN | |
| 9 | THRIVENT FINANCIAL FOR LUTHERANS | 1,450,000 | 1,481,000 | 1.25% | ||
| 10 | MILLENNIUM MANAGEMENT LLC | 2,000 | 2,025,000 | 1.71% | ||
| 11 | LAFFER TENGLER INVESTMENTS, INC. | 2,246 | 2,291,459 | 1.94% | ||
| 12 | Ameritas Investment Partners, Inc. | 2,415,000 | 2,454,000 | 2.07% | PRN | |
| 13 | JPMORGAN CHASE & CO | 5,172,000 | 5,250,000 | 4.44% | PRN | |
| 14 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,210,000 | 6,311,000 | 5.33% | ||
| 15 | OAKTREE CAPITAL MANAGEMENT LP | 6,387,000 | 6,524,000 | 5.51% | PRN | |
| 16 | Radcliffe Capital Management, L.P. | 16,710,000 | 16,934,000 | 14.31% | PRN | |
| 17 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 17,600,000 | 17,886,000 | 15.12% | PRN | |
| 18 | STEELHEAD PARTNERS LLC | 23,580,000 | 23,934,000 | 20.23% | PRN | |
| 19 | ZAZOVE ASSOCIATES LLC | 29,676,000 | 30,288,000 | 25.60% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
