| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 290 | 7,000 | 20.59% | ||
| 2 | IFP ADVISORS, INC | 1,059 | 27,000 | 79.41% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.