| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 176 | 0 | 0.00% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 333 | 0 | 0.00% | ||
| 4 | MORGAN STANLEY | 62 | 0 | 0.00% | ||
| 5 | ROYAL BANK OF CANADA | 16 | 0 | 0.00% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 350 | 501 | 11.13% | ||
| 7 | Tower Research Capital LLC (TRC) | 781 | 1,000 | 22.22% | ||
| 8 | DEUTSCHE BANK AG\ | 2,730 | 3,000 | 66.65% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
