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TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 92 Institutional holders with a total value of $948,827,012.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 23,738,865 151,929,000 16.01%
2 CIBC Asset Management Inc 17,645,218 112,669,000 11.87%
3 BANK OF MONTREAL /CAN/ 16,342,050 104,589,000 11.02%
4 BROOKFIELD Corp /ON/ 14,007,164 89,578,000 9.44%
5 CIBC WORLD MARKET INC. 9,571,648 61,259,000 6.46%
6 TD ASSET MANAGEMENT INC 8,729,633 55,724,000 5.87%
7 CREDIT SUISSE AG/ 8,522,773 54,546,000 5.75%
8 VANGUARD GROUP INC 5,855,411 37,475,000 3.95%
9 MACKENZIE FINANCIAL CORP 5,420,481 34,691,000 3.66%
10 TORONTO DOMINION BANK 4,081,989 26,096,000 2.75%
11 Scheer, Rowlett & Associates Investment Management Ltd. 3,617,107 23,089,000 2.43%
12 GOLDMAN SACHS GROUP INC 3,269,002 20,922,000 2.21%
13 Polar Asset Management Partners Inc. 3,230,886 20,678,000 2.18%
14 CANADA PENSION PLAN INVESTMENT BOARD 2,831,139 18,072,000 1.90%
15 Connor, Clark & Lunn Investment Management Ltd. 2,592,329 16,548,000 1.74%
16 MORGAN STANLEY 1,922,621 12,304,000 1.30%
17 PUBLIC SECTOR PENSION INVESTMENT BOARD 1,595,415 10,184,000 1.07%
18 VERTEX ONE ASSET MANAGEMENT INC. 1,453,500 9,278,000 0.98%
19 Sentry Investments Corp. 1,084,000 8,986,000 0.95%
20 Alberta Investment Management Corp 743,200 6,161,000 0.65%
21 BANK OF MONTREAL /CAN/ 953,000 6,099,000 0.64% Call
22 BANK OF AMERICA CORP /DE/ 919,557 5,885,000 0.62%
23 INTACT INVESTMENT MANAGEMENT INC. 671,879 5,562,000 0.59%
24 TWO SIGMA INVESTMENTS, LP 792,997 5,071,000 0.53%
25 DIMENSIONAL FUND ADVISORS LP 633,598 4,055,000 0.43%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 611,734 3,904,000 0.41%
27 SCOTIA CAPITAL INC. 569,643 3,637,000 0.38%
28 Point72 Asset Management, L.P. 550,000 3,517,000 0.37%
29 Legal & General Group Plc 547,012 3,489,000 0.37%
30 BANK OF NOVA SCOTIA 519,860 3,324,000 0.35%
31 Swiss National Bank 476,700 3,048,000 0.32%
32 RENAISSANCE TECHNOLOGIES LLC 434,000 2,778,000 0.29%
33 FrontFour Capital Group LLC 394,623 2,523,000 0.27% SH
34 BANK OF MONTREAL /CAN/ 382,500 2,448,000 0.26% Put
35 TWO SIGMA ADVISERS, LP 372,793 2,384,000 0.25%
36 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 319,196 2,035,712 0.21%
37 UBS Group AG 258,499 1,655,000 0.17%
38 CIBC WORLD MARKET INC. 200,000 1,280,000 0.13% Call
39 Invesco Ltd. 174,971 1,120,000 0.12%
40 CITIGROUP INC 168,963 1,079,000 0.11%
41 DEUTSCHE BANK AG\ 142,284 910,000 0.10%
42 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 119,149 760,566 0.08%
43 WELLINGTON MANAGEMENT GROUP LLP 111,019 709,000 0.07%
44 Advisors Asset Management, Inc. 110,563 708,000 0.07%
45 Aperio Group, LLC 92,671 593,000 0.06%
46 TORONTO DOMINION BANK 90,800 581,000 0.06% Call
47 PDT Partners, LLC 82,580 527,000 0.06%
48 PCJ Investment Counsel Ltd. 81,250 519,000 0.05%
49 SPROTT INC. 60,000 384,000 0.04%
50 CANADA LIFE ASSURANCE Co 52,655 335,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.