Dark
Light
System
Security
TRIANGLE CAPITAL CORPORATION
TRIANGLE CAPITAL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 116 Institutional holders with a total value of $157,208,633.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BNP PARIBAS FINANCIAL MARKETS 14 271 0.00%
2 CUTLER GROUP LLC / CA 1,400 2,000 0.00% Put
3 FIRST MANHATTAN CO. LLC. 202 3,000 0.00%
4 WFG Advisors, LP 194 4,000 0.00%
5 HOWE & RUSLING INC 185 4,000 0.00%
6 BRONFMAN E.L. ROTHSCHILD, L.P. 263 5,000 0.00%
7 CWM, LLC 246 5,000 0.00%
8 Sunbelt Securities, Inc. 300 5,814 0.00%
9 PENSERRA CAPITAL MANAGEMENT LLC 341 7,000 0.00%
10 D.A. DAVIDSON & CO. 437 8,000 0.01%
11 EARNEST PARTNERS LLC 500 10,000 0.01%
12 TCI Wealth Advisors, Inc. 500 10,000 0.01%
13 CUTLER GROUP LLC / CA 11,400 11,000 0.01% Call
14 Focused Wealth Management, Inc 615 12,000 0.01%
15 People's United Financial, Inc. 725 14,000 0.01%
16 MSI Financial Services Inc 800 16,000 0.01%
17 CUTLER GROUP LLC / CA 877 16,000 0.01%
18 ADVISOR GROUP, INC. 1,058 19,000 0.01%
19 JBF Capital, Inc. 1,000 19,000 0.01%
20 WHITTIER TRUST CO 1,000 19,000 0.01%
21 PNC FINANCIAL SERVICES GROUP, INC. 1,140 22,000 0.01%
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,306 26,000 0.02%
23 IFP ADVISORS, INC 1,495 29,000 0.02%
24 Global X Management CO LLC 1,641 32,000 0.02%
25 Spot Trading L.L.C 1,651 32,000 0.02%
26 BlackRock Investment Management, LLC 1,700 33,000 0.02%
27 ARCADIA INVESTMENT MANAGEMENT CORP/MI 1,700 33,000 0.02%
28 ALPHA OMEGA WEALTH MANAGEMENT LLC 1,983 38,000 0.02%
29 BELLWETHER INVESTMENT GROUP, LLC 2,132 41,000 0.03%
30 JPMORGAN CHASE & CO 2,242 43,000 0.03%
31 Jolley Asset Management, LLC 2,340 45,000 0.03%
32 WOLVERINE TRADING LP /BD 4,707 90,374 0.06%
33 Carroll Financial Associates, Inc. 5,100 98,000 0.06%
34 Spot Trading L.L.C 5,500 107,000 0.07% Call
35 Tower Research Capital LLC (TRC) 5,982 116,000 0.07%
36 Creative Planning 6,575 127,000 0.08%
37 Advisory Services Network, LLC 9,021 175,000 0.11%
38 PineBridge Investments, L.P. 9,323 181,000 0.12%
39 Spot Trading L.L.C 9,600 186,000 0.12% Put
40 NUVEEN ASSET MANAGEMENT INC. 11,173 217,000 0.14%
41 CIBC Private Wealth Group LLC 12,000 233,000 0.15%
42 WOLVERINE TRADING LP /BD 125 240,000 0.15% Call
43 Cetera Advisors LLC 12,786 250,000 0.16%
44 SHEAFF BROCK INVESTMENT ADVISORS, LLC 13,005 252,000 0.16%
45 SAYBROOK CAPITAL /NC 13,200 256,000 0.16%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,487 260,000 0.17%
47 WOLVERINE TRADING LP /BD 136 261,120 0.17% Put
48 US BANCORP \DE\ 13,500 262,000 0.17%
49 PEAK6 Group LLC 14,000 271,000 0.17% Put
50 Commonwealth Equity Services, Inc 14,061 273,000 0.17%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.