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UBS ETRACS Alerian MLP Infras ETN
UBS ETRACS Alerian MLP Infras ETN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 99 Institutional holders with a total value of $1,952,689,875.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Sandy Spring Bank 155 6,000 0.00%
3 UBS Group AG 175 7,000 0.00%
4 American Research & Management Co. 175 7,000 0.00%
5 WFG Advisors, LP 200 8,000 0.00%
6 Horrell Capital Management, Inc. 290 11,000 0.00%
7 BANK OF MONTREAL /CAN/ 315 12,000 0.00%
8 D.A. DAVIDSON & CO. 451 17,000 0.00%
9 US FINANCIAL ADVISORS, LLC 450 17,000 0.00%
10 TAYLOR WEALTH MANAGEMENT PARTNERS 602 23,000 0.00%
11 AMERICAN NATIONAL BANK & TRUST 834 32,000 0.00%
12 Bartlett & Co. LLC 850 32,000 0.00%
13 Karp Capital Management Corp 925 35,000 0.00%
14 INTEGRATED WEALTH MANAGEMENT 950 36,000 0.00%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 1,019 39,000 0.00%
16 HUNTINGTON NATIONAL BANK 1,089 41,000 0.00%
17 BESSEMER GROUP INC 1,320 50,000 0.00%
18 BOSTON PRIVATE BANK & TRUST CO 1,350 51,000 0.00%
19 Capital Directions Investment Advisors, LLC 1,500 58,000 0.00%
20 Plante Moran Financial Advisors, LLC 1,583 60,000 0.00%
21 Creative Planning 2,000 76,000 0.00%
22 BROWN BROTHERS HARRIMAN & CO 2,000 76,000 0.00%
23 FARMERS & MERCHANTS INVESTMENTS INC 3,400 129,000 0.01%
24 Alexandria Capital, LLC 3,437 130,000 0.01%
25 AMERICAN INTERNATIONAL GROUP, INC. 4,291 162,801 0.01%
26 Advisory Services Network, LLC 4,872 186,000 0.01%
27 MOTCO 5,008 190,000 0.01%
28 US BANCORP \DE\ 5,115 194,000 0.01%
29 MORGAN STANLEY 5,200 198,000 0.01%
30 GLENMEDE TRUST CO NA 5,251 199,000 0.01%
31 Bank of Kentucky, Inc. 5,738 218,000 0.01%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,239 237,000 0.01%
33 MSI Financial Services Inc 6,367 242,000 0.01%
34 CITY NATIONAL BANK 6,392 243,000 0.01%
35 REGIONS FINANCIAL CORP 6,673 253,000 0.01%
36 SouthState Bank Corp 7,080 269,000 0.01%
37 CAZ INVESTMENTS LP 7,164 272,000 0.01%
38 MILLENNIUM MANAGEMENT LLC 7,356 279,000 0.01%
39 Haverford Trust Co 7,443 282,000 0.01%
40 WHITTIER TRUST CO OF NEVADA INC 7,465 283,000 0.01%
41 Sigma Planning Corp 7,893 299,000 0.02%
42 RAYMOND JAMES TRUST N.A. 7,931 301,000 0.02%
43 Vantage Investment Advisors, LLC 8,538 324,000 0.02%
44 PINNACLE FINANCIAL PARTNERS INC 9,337 354,000 0.02%
45 Winslow, Evans & Crocker, Inc. 11,812 448,074 0.02%
46 Virtu KCG Holdings LLC 11,972 454,000 0.02%
47 PRELUDE CAPITAL MANAGEMENT, LLC 12,949 491,000 0.03%
48 Veritable, L.P. 13,897 527,000 0.03%
49 Windsor Capital Management, LLC 16,064 609,000 0.03%
50 SIGNET FINANCIAL MANAGEMENT, LLC 16,205 615,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.