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UBS AG JERSEY BRH
UBS AG JERSEY BRH. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 135 Institutional holders with a total value of $2,006,055,684.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Gradient Investments LLC 60 2,000 0.00%
3 BESSEMER GROUP INC 85 2,000 0.00%
4 Barnett & Company, Inc. 89 3,000 0.00%
5 BlackRock Finance, Inc. 100 3,000 0.00%
6 DEUTSCHE BANK AG\ 19,935 5,000 0.00% PRN
7 Montecito Bank & Trust 215 6,000 0.00%
8 WFG Advisors, LP 200 6,000 0.00%
9 PACIFIC CENTER FOR FINANCIAL SERVICES 315 9,000 0.00%
10 GLOBAL RETIREMENT PARTNERS, LLC 369 10,000 0.00%
11 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 422 12,000 0.00%
12 INDEPENDENT ADVISOR ALLIANCE 500 14,140 0.00%
13 Litman Gregory Wealth Management LLC 560 16,000 0.00%
14 HUNTINGTON NATIONAL BANK 560 16,000 0.00% PRN
15 NEXT Financial Group, Inc 782 22,000 0.00%
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 802 23,000 0.00%
17 DELTA ASSET MANAGEMENT LLC/TN 804 23,000 0.00%
18 Perigon Wealth Management, LLC 785 23,000 0.00%
19 Glassman Wealth Services 862 24,000 0.00%
20 Hudock, Inc. 944 26,000 0.00%
21 Carroll Financial Associates, Inc. 953 27,000 0.00%
22 Vantage Investment Advisors, LLC 984 28,000 0.00%
23 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1,029 29,000 0.00%
24 UBS Group AG 1,114 32,000 0.00%
25 SHARKEY, HOWES & JAVER 1,244 35,000 0.00%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 1,282 36,000 0.00%
27 Ancora Advisors LLC 1,305 37,000 0.00%
28 Catamount Wealth Management 1,288 37,000 0.00%
29 BB&T INVESTMENT SERVICES, INC. 1,468 41,000 0.00%
30 Capital Directions Investment Advisors, LLC 1,500 43,000 0.00%
31 BANK OF MONTREAL /CAN/ 2,100 57,000 0.00%
32 Plante Moran Financial Advisors, LLC 2,500 71,000 0.00%
33 FineMark National Bank & Trust 2,688 76,000 0.00%
34 FARMERS & MERCHANTS INVESTMENTS INC 3,400 97,000 0.00%
35 HOWE & RUSLING INC 4,085 116,000 0.01%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,589 159,000 0.01%
37 Alexandria Capital, LLC 6,000 170,000 0.01%
38 US BANCORP \DE\ 6,649 189,000 0.01%
39 LGL PARTNERS, LLC 7,225 205,000 0.01%
40 Creative Planning 7,228 205,000 0.01%
41 BRINKER CAPITAL INC 7,417 211,000 0.01%
42 BEACON INVESTMENT ADVISORY SERVICES, INC. 7,594 216,000 0.01%
43 SIMPLEX TRADING, LLC 8,358 237,000 0.01%
44 Selway Asset Management 8,425 239,000 0.01%
45 ROCKLAND TRUST CO 8,425 239,000 0.01%
46 ADVISOR GROUP, INC. 8,678 248,000 0.01%
47 Winslow, Evans & Crocker, Inc. 8,856 251,544 0.01%
48 TELEMUS CAPITAL, LLC 9,000 256,000 0.01%
49 Stelac Advisory Services LLC 9,141 260,000 0.01%
50 SEI INVESTMENTS CO 9,254 263,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.