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UMPQUA HLDGS CORP
UMPQUA HLDGS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 305 Institutional holders with a total value of $2,991,207,272.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 1,000 0 0.00% Put
2 Archford Capital Strategies, LLC 104 1,000 0.00%
3 First Horizon Advisors, Inc. 78 1,000 0.00%
4 CITY HOLDING CO 191 3,000 0.00%
5 HOWE & RUSLING INC 200 3,000 0.00%
6 IFP ADVISORS, INC 167 3,000 0.00%
7 SIMPLEX TRADING, LLC 285 4,000 0.00%
8 WEALTHPLAN PARTNERS, LLC 275 4,144 0.00%
9 Weaver C. Barksdale & Associates, Inc. 343 5,000 0.00%
10 FIFTH THIRD BANCORP 320 5,000 0.00%
11 WOODMONT INVESTMENT COUNSEL LLC 354 5,000 0.00%
12 Allworth Financial LP 341 5,000 0.00%
13 CUTLER GROUP LLC / CA 440 6,000 0.00%
14 MSI Financial Services Inc 383 6,000 0.00%
15 Cable Hill Partners, LLC 479 7,000 0.00%
16 Hartford Financial Management Inc. 500 7,000 0.00%
17 Gemmer Asset Management LLC 475 7,000 0.00%
18 Advisory Services Network, LLC 497 7,000 0.00%
19 GENEOS WEALTH MANAGEMENT INC. 593 8,000 0.00%
20 Ledyard National Bank 585 9,000 0.00%
21 FIRST MANHATTAN CO. LLC. 609 9,000 0.00%
22 Mercer Capital Advisers, Inc. 634 10,000 0.00%
23 First Personal Financial Services 653 10,000 0.00%
24 TCI Wealth Advisors, Inc. 743 11,000 0.00%
25 Gradient Investments LLC 740 11,000 0.00%
26 HIGH POINT BANK & TRUST CO 726 11,000 0.00%
27 BROWN BROTHERS HARRIMAN & CO 716 11,000 0.00%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 788 12,000 0.00%
29 PROFICIO CAPITAL PARTNERS LLC 913 14,000 0.00%
30 QUADRANT CAPITAL GROUP LLC 1,120 15,000 0.00%
31 Highlander Capital Management, LLC 1,000 15,000 0.00%
32 PINKERTON WEALTH, LLC 1,001 15,000 0.00%
33 LOOMIS SAYLES & CO L P 1,050 16,000 0.00%
34 Pinnacle Holdings, LLC 1,100 16,555 0.00%
35 SIGNATUREFD, LLC 1,405 21,000 0.00%
36 JNBA Financial Advisors 1,405 21,000 0.00%
37 MUFG Americas Holdings Corp 1,453 22,000 0.00%
38 ASSETMARK, INC 1,509 23,000 0.00%
39 VERSANT CAPITAL MANAGEMENT, INC 1,554 23,000 0.00%
40 CENTRAL TRUST Co 1,500 23,000 0.00%
41 Clean Yield Group 1,901 29,000 0.00%
42 SIT INVESTMENT ASSOCIATES INC 3,325 50,000 0.00%
43 CANADA PENSION PLAN INVESTMENT BOARD 3,500 53,000 0.00%
44 WASHINGTON TRUST BANK 4,687 71,000 0.00%
45 Parallax Volatility Advisers, L.P. 5,000 75,000 0.00% Put
46 Tower Research Capital LLC (TRC) 5,105 77,000 0.00%
47 RIVERHEAD CAPITAL MANAGEMENT LLC 5,800 87,000 0.00%
48 FIRST MERCANTILE TRUST CO 6,990 105,000 0.00%
49 Zurcher Kantonalbank (Zurich Cantonalbank) 7,206 108,000 0.00%
50 ACROSPIRE INVESTMENT MANAGEMENT LLC 7,772 117,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.