Dark
Light
System
Security
UMPQUA HOLDINGS CORP
UMPQUA HOLDINGS CORP . Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 278 Institutional holders with a total value of $3,601,570,118.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CWM, LLC 17 0 0.00%
2 ENTERPRISE FINANCIAL SERVICES CORP 67 1,000 0.00%
3 FIFTH THIRD BANCORP 66 1,000 0.00%
4 NEXT Financial Group, Inc 100 2,000 0.00%
5 CUTLER GROUP LLC / CA 7,100 3,000 0.00% Call
6 Gradient Investments LLC 147 3,000 0.00%
7 Tower Research Capital LLC (TRC) 300 6,000 0.00%
8 Allworth Financial LP 351 6,000 0.00%
9 Weaver C. Barksdale & Associates, Inc. 344 6,000 0.00%
10 Gemmer Asset Management LLC 404 7,000 0.00%
11 Avior Wealth Management, LLC 400 7,000 0.00%
12 CREATIVE FINANCIAL DESIGNS INC /ADV 409 8,000 0.00%
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 493 9,000 0.00%
14 Hartford Financial Management Inc. 500 9,000 0.00%
15 WATERMARK ASSET MANAGEMENT, INC. 626 11,000 0.00%
16 First Personal Financial Services 577 11,000 0.00%
17 Ledyard National Bank 585 11,000 0.00%
18 Mercer Capital Advisers, Inc. 634 12,000 0.00%
19 PINNACLE FINANCIAL PARTNERS INC 726 13,000 0.00%
20 BROWN BROTHERS HARRIMAN & CO 716 13,000 0.00%
21 LOOMIS SAYLES & CO L P 733 13,000 0.00%
22 TCI Wealth Advisors, Inc. 743 14,000 0.00%
23 Evercore Wealth Management, LLC 750 14,000 0.00%
24 IFP ADVISORS, INC 795 15,000 0.00%
25 Cable Hill Partners, LLC 808 15,000 0.00%
26 RAYMOND JAMES & ASSOCIATES 31,100 17,000 0.00% Call
27 Pinnacle Holdings, LLC 1,000 18,360 0.00%
28 Highlander Capital Management, LLC 1,000 19,000 0.00%
29 COMMONWEALTH BANK OF AUSTRALIA 1,113 20,000 0.00%
30 QUADRANT CAPITAL GROUP LLC 1,396 21,000 0.00%
31 Advisory Services Network, LLC 1,146 21,000 0.00%
32 ASSETMARK, INC 1,244 23,000 0.00%
33 VERSANT CAPITAL MANAGEMENT, INC 1,354 24,000 0.00%
34 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,450 27,000 0.00%
35 CENTRAL TRUST Co 1,500 28,000 0.00%
36 MUFG Americas Holdings Corp 2,023 37,000 0.00%
37 PARALLEL ADVISORS, LLC 2,250 42,000 0.00%
38 DREMAN VALUE MANAGEMENT, L L C 2,393 44,000 0.00%
39 CUTLER GROUP LLC / CA 2,941 53,000 0.00%
40 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 3,000 55,000 0.00%
41 WASHINGTON TRUST BANK 3,074 56,000 0.00%
42 Creative Planning 4,278 79,000 0.00%
43 CASCADE INVESTMENT ADVISORS, INC. 4,415 81,059 0.00%
44 MEEDER ASSET MANAGEMENT INC 5,263 97,000 0.00%
45 AGF INVESTMENTS LLC 6,093 114,000 0.00%
46 HUNTINGTON NATIONAL BANK 7,185 132,000 0.00%
47 FIRST MERCANTILE TRUST CO 7,800 143,000 0.00%
48 Zurcher Kantonalbank (Zurich Cantonalbank) 7,838 144,000 0.00%
49 HSBC HOLDINGS PLC 10,528 193,000 0.01%
50 A.R.T. Advisors, LLC 10,800 198,000 0.01%
Page 1 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.