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BROADCOM CORP CL A
BROADCOM CORP CL A. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 684 Institutional holders with a total value of $21,447,835,656.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Waverly Advisors, LLC 5 0 0.00%
2 SUMMIT SECURITIES GROUP LLC 44 0 0.00% Put
3 EXANE DERIVATIVES 21 910 0.00%
4 DEUTSCHE BANK AG\ 25 1,000 0.00% Put
5 REGENTATLANTIC CAPITAL LLC 30 1,209 0.00%
6 Lowe Wealth Advisors, LLC 50 2,000 0.00%
7 Tarbox Family Office, Inc. 71 3,000 0.00%
8 VALLEY NATIONAL BANCORP 75 3,000 0.00%
9 NewSquare Capital LLC 73 3,000 0.00%
10 Regal Investment Advisors LLC 80 3,000 0.00%
11 Alerus Investment Advisors Corp 59 3,000 0.00%
12 Cupps Capital Management, LLC 99 4,000 0.00%
13 DUBUQUE BANK & TRUST CO 91 4,000 0.00%
14 LBA Wealth Management, LLC 100 4,000 0.00%
15 BROWN BROTHERS HARRIMAN & CO 103 4,000 0.00%
16 HABERER REGISTERED INVESTMENT ADVISOR INC 100 4,000 0.00% SH
17 REILLY FINANCIAL ADVISORS, LLC 100 4,000 0.00%
18 West Oak Capital, LLC 105 4,550 0.00%
19 Plante Moran Financial Advisors, LLC 108 5,000 0.00%
20 Avior Wealth Management, LLC 119 5,000 0.00%
21 Vantage Investment Advisors, LLC 105 5,000 0.00%
22 BRAVE ASSET MANAGEMENT INC 150 6,000 0.00%
23 WFG Advisors, LP 130 6,000 0.00%
24 Kistler-Tiffany Companies, LLC 144 6,000 0.00%
25 Burt Wealth Advisors 132 6,000 0.00%
26 HOWE & RUSLING INC 135 6,000 0.00%
27 Winslow, Evans & Crocker, Inc. 162 6,978 0.00%
28 SEVEN EIGHT CAPITAL, LP 156 7,000 0.00%
29 WOLVERINE ASSET MANAGEMENT LLC 215 7,000 0.00% Put
30 Estabrook Capital Management 180 7,799 0.00%
31 ROCKEFELLER FINANCIAL SERVICES INC 185 8,000 0.00%
32 Alexandria Capital, LLC 215 9,000 0.00%
33 Corbenic Partners LLC 212 9,000 0.00%
34 First Personal Financial Services 229 9,000 0.00%
35 HSBC HOLDINGS PLC 200 9,000 0.00% Put
36 Karp Capital Management Corp 200 9,000 0.00%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 200 9,000 0.00%
38 Cornerstone Advisors, Inc. 276 12,000 0.00%
39 Financial Architects, Inc 300 13,000 0.00%
40 ARROW FINANCIAL CORP 300 13,000 0.00%
41 Carroll Financial Associates, Inc. 302 13,000 0.00%
42 SECURITY NATIONAL TRUST CO 314 14,000 0.00%
43 CITY HOLDING CO 350 15,000 0.00%
44 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 360 16,000 0.00%
45 Hoxton Financial, Inc. 400 17,000 0.00%
46 Evercore Wealth Management, LLC 475 20,000 0.00%
47 North Star Investment Management Corp. 498 22,000 0.00%
48 NATIONAL PLANNING CORP 565 23,363 0.00%
49 Gemmer Asset Management LLC 554 24,000 0.00%
50 FineMark National Bank & Trust 549 24,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.