Dark
Light
System
Security
UNITED MICROELECTRONICS CORP
UNITED MICROELECTRONICS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 89 Institutional holders with a total value of $307,174,420.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SHELL ASSET MANAGEMENT CO 0 0 0.00%
2 Legal & General Group Plc 499 1,000 0.00%
3 First Horizon Advisors, Inc. 612 1,000 0.00%
4 AMERICAN INTERNATIONAL GROUP, INC. 500 1,040 0.00%
5 LS Investment Advisors, LLC 1,200 2,000 0.00%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,129 9,000 0.00%
7 AMERIPRISE FINANCIAL INC 6,275 13,000 0.00%
8 FIFTH THIRD BANCORP 6,097 13,000 0.00%
9 US BANCORP \DE\ 6,661 14,000 0.00%
10 BlackRock Fund Advisors 7,791 16,000 0.01%
11 ROYAL BANK OF CANADA 8,595 18,000 0.01%
12 GEODE CAPITAL MANAGEMENT, LLC 10,340 21,000 0.01%
13 Bridgewater Advisors Inc. 10,332 21,000 0.01%
14 Daiwa Securities Group Inc. 11,000 23,000 0.01%
15 MORGAN STANLEY 11,514 24,000 0.01%
16 ENVESTNET ASSET MANAGEMENT INC 12,621 26,000 0.01%
17 Quantitative Investment Management, LLC 14,300 29,000 0.01%
18 Freedom Investment Management, Inc. 16,204 34,000 0.01%
19 BlackRock Group LTD 23,652 49,000 0.02%
20 BNP Paribas Asset Management Holding S.A. 24,000 50,000 0.02%
21 Passport Capital, LLC 24,272 50,000 0.02%
22 ALPS ADVISORS INC 27,976 58,000 0.02%
23 MILLENNIUM MANAGEMENT LLC 40,034 83,000 0.03%
24 JOHNSON INVESTMENT COUNSEL INC 44,930 93,000 0.03%
25 AVIVA PLC 50,007 104,000 0.03%
26 STEVENS CAPITAL MANAGEMENT LP 61,175 127,000 0.04%
27 Allianz Asset Management GmbH 63,100 131,000 0.04%
28 NORTHERN TRUST CORP 64,508 134,000 0.04%
29 SG Americas Securities, LLC 69,607 145,000 0.05%
30 BARCLAYS PLC 75,918 152,000 0.05%
31 RENAISSANCE TECHNOLOGIES LLC 76,700 160,000 0.05%
32 WESTPAC BANKING CORP 80,365 167,159 0.05%
33 ESSEX INVESTMENT MANAGEMENT CO LLC 91,400 190,000 0.06%
34 HSBC HOLDINGS PLC 92,761 193,000 0.06%
35 DEERE & CO 93,466 194,000 0.06%
36 CITADEL ADVISORS LLC 101,465 211,000 0.07%
37 Virtu KCG Holdings LLC 112,147 233,000 0.08%
38 Laird Norton Wetherby Wealth Management, LLC 115,654 241,000 0.08%
39 TWO SIGMA ADVISERS, LP 117,930 246,000 0.08%
40 CAUSEWAY CAPITAL MANAGEMENT LLC 120,249 250,000 0.08%
41 World Asset Management Inc 142,564 297,000 0.10%
42 TDAM USA INC. 144,778 301,000 0.10%
43 COMERICA BANK 148,604 309,000 0.10%
44 GUGGENHEIM CAPITAL LLC 148,838 310,000 0.10%
45 D. E. Shaw & Co., Inc. 171,547 357,000 0.12%
46 BASSO CAPITAL MANAGEMENT, L.P. 171,600 357,000 0.12%
47 BNP PARIBAS FINANCIAL MARKETS 165,239 360,221 0.12%
48 TOKIO MARINE ASSET MANAGEMENT CO LTD 174,900 364,000 0.12%
49 DekaBank Deutsche Girozentrale 182,100 379,000 0.12%
50 NORDEA INVESTMENT MANAGEMENT AB 212,794 443,000 0.14%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.