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BROADRIDGE FINL SOLUTIONS IN
BROADRIDGE FINL SOLUTIONS IN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 368 Institutional holders with a total value of $3,987,197,165.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Lenox Wealth Management, Inc. 10 0 0.00%
2 OPTIMUM INVESTMENT ADVISORS 7 0 0.00%
3 MSI Financial Services Inc 5 0 0.00%
4 JNBA Financial Advisors 9 0 0.00%
5 Allworth Financial LP 13 1,000 0.00%
6 WFG Advisors, LP 32 1,000 0.00%
7 Focused Wealth Management, Inc 31 1,000 0.00%
8 HABERER REGISTERED INVESTMENT ADVISOR INC 50 2,000 0.00% SH
9 American Research & Management Co. 39 2,000 0.00%
10 BROWN BROTHERS HARRIMAN & CO 83 3,000 0.00%
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 76 3,000 0.00%
12 MCF Advisors LLC 80 3,000 0.00%
13 1919 Investment Counsel, LLC 50 3,000 0.00%
14 BENJAMIN F. EDWARDS & COMPANY, INC. 75 3,000 0.00%
15 Carroll Financial Associates, Inc. 100 4,000 0.00%
16 Regal Investment Advisors LLC 92 4,000 0.00%
17 PRIVATE TRUST CO NA 100 4,000 0.00%
18 ADIRONDACK TRUST CO 112 5,000 0.00%
19 WASHINGTON TRUST BANK 112 5,000 0.00%
20 SECURITY NATIONAL TRUST CO 130 5,000 0.00%
21 TCI Wealth Advisors, Inc. 113 5,000 0.00%
22 VALLEY NATIONAL BANCORP 175 7,000 0.00%
23 SIGNATUREFD, LLC 169 7,000 0.00%
24 Waverly Advisors, LLC 178 7,000 0.00%
25 Tradewinds Capital Management, LLC 200 8,000 0.00%
26 Bartlett & Co. LLC 200 8,000 0.00%
27 Parallax Volatility Advisers, L.P. 200 8,000 0.00% Put
28 BANK OF AMERICA CORP /DE/ 200 8,000 0.00% Put
29 COMMUNITY FINANCIAL SYSTEM, INC. 200 8,000 0.00%
30 Ledyard National Bank 200 8,000 0.00%
31 BRAVE ASSET MANAGEMENT INC 220 9,000 0.00%
32 ENTERPRISE FINANCIAL SERVICES CORP 210 9,000 0.00%
33 Evercore Wealth Management, LLC 225 9,000 0.00%
34 Hudock, Inc. 213 9,000 0.00%
35 WHITTIER TRUST CO 211 9,000 0.00%
36 Weaver C. Barksdale & Associates, Inc. 265 11,000 0.00%
37 NEXT Financial Group, Inc 268 11,000 0.00%
38 HANSEATIC MANAGEMENT SERVICES INC 356 15,000 0.00%
39 First Horizon Advisors, Inc. 373 15,000 0.00%
40 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 390 17,000 0.00%
41 WESTPORT RESOURCES MANAGEMENT INC 400 17,000 0.00%
42 MYCIO WEALTH PARTNERS, LLC 401 17,000 0.00%
43 FIRST MERCANTILE TRUST CO 414 17,000 0.00%
44 FARMERS & MERCHANTS INVESTMENTS INC 433 18,000 0.00%
45 ROCKEFELLER FINANCIAL SERVICES INC 424 18,000 0.00%
46 Stifel Trust Company, N.A. 500 21,000 0.00%
47 ALPHA WINDWARD LLC 776 32,000 0.00%
48 Invictus RG Pte. Ltd. 791 33,000 0.00%
49 West Oak Capital, LLC 800 33,312 0.00%
50 Partnervest Advisory Services LLC 986 41,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.