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BROADRIDGE FINL SOLUTIONS IN
BROADRIDGE FINL SOLUTIONS IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 410 Institutional holders with a total value of $4,794,381,960.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 0 0 0.00%
2 Crosspoint Capital Strategies, LLC 1 0 0.00%
3 JNBA Financial Advisors 9 0 0.00%
4 Ruggie Capital Group 22 1,000 0.00%
5 Lenox Wealth Management, Inc. 10 1,000 0.00%
6 American Research & Management Co. 24 1,000 0.00%
7 WASHINGTON TRUST BANK 12 1,000 0.00%
8 Highlander Capital Management, LLC 25 1,000 0.00%
9 First City Capital Management, Inc. 25 1,250 0.00%
10 Focused Wealth Management, Inc 31 2,000 0.00%
11 WFG Advisors, LP 32 2,000 0.00%
12 DUBUQUE BANK & TRUST CO 65 3,000 0.00%
13 WEALTHCARE CAPITAL MANAGEMENT LLC 73 4,000 0.00%
14 Carroll Financial Associates, Inc. 75 4,000 0.00%
15 MCF Advisors LLC 80 4,000 0.00%
16 Cable Hill Partners, LLC 85 5,000 0.00%
17 BARCLAYS PLC 100 5,000 0.00% Put
18 WEALTHFRONT CORP 92 5,000 0.00%
19 Endurance Wealth Management, Inc. 100 5,000 0.00%
20 TCI Wealth Advisors, Inc. 113 6,000 0.00%
21 SECURITY NATIONAL TRUST CO 130 7,000 0.00%
22 Sunbelt Securities, Inc. 154 7,702 0.00%
23 Simplicity Solutions, LLC 176 8,802 0.00%
24 SIGNATUREFD, LLC 187 9,000 0.00%
25 Financial Management Professionals, Inc. 200 10,000 0.00%
26 Hudock, Inc. 213 10,000 0.00%
27 Community Bank, N.A. 200 10,000 0.00%
28 Ledyard National Bank 200 10,000 0.00%
29 First Horizon Advisors, Inc. 217 10,000 0.00%
30 Tradewinds Capital Management, LLC 200 10,000 0.00%
31 ENTERPRISE FINANCIAL SERVICES CORP 210 11,000 0.00%
32 WOODMONT INVESTMENT COUNSEL LLC 222 11,000 0.00%
33 Weaver C. Barksdale & Associates, Inc. 225 11,000 0.00%
34 BRAVE ASSET MANAGEMENT INC 220 11,000 0.00%
35 WHITTIER TRUST CO 211 11,000 0.00%
36 Genesis Wealth Advisors, LLC 225 11,252 0.00%
37 WealthTrust-Arizona, LLC 268 13,000 0.00%
38 Bartlett & Co. LLC 250 13,000 0.00%
39 VIRTUS CAPITAL ADVISERS, LLC 339 17,000 0.00%
40 Glassman Wealth Services 350 18,000 0.00%
41 Gemmer Asset Management LLC 383 19,000 0.00% SH
42 WESTPORT RESOURCES MANAGEMENT INC 400 20,000 0.00%
43 FARMERS & MERCHANTS INVESTMENTS INC 400 20,000 0.00%
44 Tarbox Family Office, Inc. 397 20,000 0.00%
45 Zurcher Kantonalbank (Zurich Cantonalbank) 441 22,000 0.00%
46 Cornerstone Advisors, Inc. 485 24,000 0.00%
47 GUPTA WEALTH MANAGEMENT LLC 507 25,000 0.00%
48 MSI Financial Services Inc 531 27,000 0.00%
49 ALPHA WINDWARD LLC 552 28,000 0.00%
50 Advisory Services Network, LLC 570 29,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.