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BROADRIDGE FINL SOLUTIONS IN
BROADRIDGE FINL SOLUTIONS IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 455 Institutional holders with a total value of $5,275,252,369.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VERSANT CAPITAL MANAGEMENT, INC 33 1,000 0.00%
2 SIMPLEX TRADING, LLC 24 1,000 0.00%
3 ASSETMARK, INC 21 1,000 0.00%
4 WASHINGTON TRUST BANK 12 1,000 0.00%
5 OLD SECOND NATIONAL BANK OF AURORA 12 1,000 0.00%
6 First City Capital Management, Inc. 25 1,343 0.00%
7 Focused Wealth Management, Inc 31 2,000 0.00%
8 Gradient Investments LLC 34 2,000 0.00%
9 First Horizon Advisors, Inc. 41 2,000 0.00%
10 KANALY TRUST CO 41 2,000 0.00%
11 WFG Advisors, LP 32 2,000 0.00%
12 MOSAIC FAMILY WEALTH, LLC 62 3,000 0.00%
13 DUBUQUE BANK & TRUST CO 65 3,000 0.00%
14 WHITTIER TRUST CO OF NEVADA INC 56 3,000 0.00%
15 Parkside Financial Bank & Trust 53 3,000 0.00%
16 MCF Advisors LLC 80 4,000 0.00%
17 FIRST INTERSTATE BANK 74 4,000 0.00%
18 MassMutual Private Wealth & Trust, FSB 80 4,298 0.00%
19 Carroll Financial Associates, Inc. 100 5,000 0.00%
20 BARCLAYS PLC 100 5,000 0.00% Put
21 Endurance Wealth Management, Inc. 100 5,000 0.00%
22 Financial Management Professionals, Inc. 100 5,000 0.00%
23 NEXT Financial Group, Inc 95 5,000 0.00%
24 LAZARD ASSET MANAGEMENT LLC 119 6,000 0.00%
25 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 105 6,000 0.00%
26 GUPTA WEALTH MANAGEMENT LLC 107 6,000 0.00%
27 TCI Wealth Advisors, Inc. 113 6,000 0.00%
28 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 125 6,000 0.00%
29 SECURITY NATIONAL TRUST CO 130 7,000 0.00%
30 ASSET DEDICATION, LLC 129 7,000 0.00%
31 Burt Wealth Advisors 143 7,000 0.00%
32 THOMPSON DAVIS & CO., INC. 156 8,000 0.00%
33 Sunbelt Securities, Inc. 154 8,274 0.00%
34 FIRST PREMIER BANK 195 10,000 0.00%
35 ALLEGIS INVESTMENT ADVISORS, LLC 195 10,000 0.00%
36 WHITTIER TRUST CO 211 11,000 0.00%
37 ENTERPRISE FINANCIAL SERVICES CORP 210 11,000 0.00%
38 Community Bank, N.A. 200 11,000 0.00%
39 Weaver C. Barksdale & Associates, Inc. 203 11,000 0.00%
40 SIGNATUREFD, LLC 208 11,000 0.00%
41 Ledyard National Bank 200 11,000 0.00%
42 Hudock, Inc. 214 11,000 0.00%
43 Tradewinds Capital Management, LLC 200 11,000 0.00%
44 BRAVE ASSET MANAGEMENT INC 220 12,000 0.00%
45 WOODMONT INVESTMENT COUNSEL LLC 222 12,000 0.00%
46 Bartlett & Co. LLC 226 12,000 0.00%
47 Tower Research Capital LLC (TRC) 220 12,000 0.00%
48 WealthTrust-Arizona, LLC 268 14,000 0.00%
49 Cornerstone Advisors, Inc. 274 15,000 0.00%
50 HEFTY WEALTH PARTNERS 320 17,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.