Dark
Light
System
Security
BROOKFIELD ASSET MGMT INC
BROOKFIELD ASSET MGMT INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 350 Institutional holders with a total value of $18,883,394,111.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 800 0 0.00% Put
2 Cornerstone Advisors, Inc. 64 2,000 0.00%
3 SRH ADVISORS, LLC 85 3,000 0.00%
4 QUADRANT CAPITAL GROUP LLC 133 3,000 0.00%
5 ENTERPRISE FINANCIAL SERVICES CORP 114 4,000 0.00%
6 CUTLER GROUP LLC / CA 3,800 5,000 0.00% Call
7 FIRST INTERSTATE BANK 139 5,000 0.00%
8 HUNTINGTON NATIONAL BANK 208 7,000 0.00%
9 Winfield Associates, Inc. 230 8,000 0.00%
10 WFG Advisors, LP 270 9,000 0.00%
11 First Personal Financial Services 244 9,000 0.00%
12 Chicago Partners Investment Group LLC 312 11,000 0.00%
13 FIFTH THIRD BANCORP 337 12,000 0.00%
14 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 339 12,000 0.00%
15 Ledyard National Bank 375 13,000 0.00%
16 LS Investment Advisors, LLC 405 14,000 0.00%
17 Johnson Financial Group, Inc. 405 14,000 0.00%
18 MYCIO WEALTH PARTNERS, LLC 450 16,000 0.00%
19 REILLY FINANCIAL ADVISORS, LLC 478 17,000 0.00%
20 Winslow, Evans & Crocker, Inc. 568 19,984 0.00%
21 Carroll Financial Associates, Inc. 630 22,000 0.00%
22 Advisory Services Network, LLC 615 22,000 0.00%
23 SOLARIS ASSET MANAGEMENT LLC 695 24,000 0.00%
24 BARCLAYS PLC 700 25,000 0.00% Put
25 ARROW FINANCIAL CORP 750 26,000 0.00%
26 ZIONS BANCORPORATION 791 29,000 0.00%
27 Kistler-Tiffany Companies, LLC 862 30,000 0.00%
28 CAPITAL GUARDIAN TRUST CO 900 32,000 0.00%
29 Clearbridge Investments, LLC 1,000 35,000 0.00%
30 DELTA ASSET MANAGEMENT LLC/TN 993 35,000 0.00%
31 ROBLE, BELKO & COMPANY, INC 1,000 35,000 0.00%
32 Hillsdale Investment Management Inc. 1,000 35,000 0.00%
33 Community Bank, N.A. 1,017 36,000 0.00%
34 Glassman Wealth Services 1,012 36,000 0.00%
35 North Star Investment Management Corp. 1,034 36,000 0.00%
36 CITY HOLDING CO 1,059 37,000 0.00%
37 MSI Financial Services Inc 1,085 38,000 0.00%
38 PROFICIO CAPITAL PARTNERS LLC 1,114 39,000 0.00%
39 CENTRAL TRUST Co 1,200 42,000 0.00%
40 Alexandria Capital, LLC 1,200 42,000 0.00%
41 TCI Wealth Advisors, Inc. 1,226 43,000 0.00%
42 BARCLAYS PLC 1,500 53,000 0.00% Call
43 Stanford Investment Group, Inc. 1,650 58,000 0.00%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,715 60,000 0.00%
45 Bartlett & Co. LLC 1,800 63,000 0.00%
46 Burt Wealth Advisors 2,011 70,000 0.00%
47 Smithfield Trust Co 2,062 73,000 0.00%
48 IFP ADVISORS, INC 2,095 74,000 0.00%
49 D.A. DAVIDSON & CO. 2,217 77,000 0.00%
50 THOMPSON SIEGEL & WALMSLEY LLC 2,250 79,000 0.00%
Page 1 of 7

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.