Dark
Light
System
Security
BROOKFIELD ASSET MGMT INC
BROOKFIELD ASSET MGMT INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 363 Institutional holders with a total value of $17,215,391,572.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 1,000 0 0.00% Put
2 CUTLER GROUP LLC / CA 700 0 0.00% Call
3 CREATIVE FINANCIAL DESIGNS INC /ADV 30 1,000 0.00%
4 Tower Research Capital LLC (TRC) 35 1,000 0.00%
5 Cornerstone Advisors, Inc. 64 2,000 0.00%
6 SRH ADVISORS, LLC 85 3,000 0.00%
7 QUADRANT CAPITAL GROUP LLC 133 3,000 0.00%
8 ENTERPRISE FINANCIAL SERVICES CORP 114 4,000 0.00%
9 FRED ALGER MANAGEMENT, LLC 155 5,000 0.00%
10 FIRST INTERSTATE BANK 139 5,000 0.00%
11 Winslow, Evans & Crocker, Inc. 206 6,768 0.00%
12 HUNTINGTON NATIONAL BANK 208 7,000 0.00%
13 BARCLAYS PLC 200 7,000 0.00% Put
14 First Personal Financial Services 244 8,000 0.00%
15 WFG Advisors, LP 270 9,000 0.00%
16 Chicago Partners Investment Group LLC 312 10,000 0.00%
17 Winfield Associates, Inc. 290 10,000 0.00%
18 Walleye Trading LLC 300 10,000 0.00% Call
19 FIFTH THIRD BANCORP 337 11,000 0.00%
20 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 339 11,000 0.00%
21 Ledyard National Bank 375 12,000 0.00%
22 LS Investment Advisors, LLC 405 13,000 0.00%
23 Sunbelt Securities, Inc. 411 13,565 0.00%
24 YORKBRIDGE WEALTH PARTNERS, LLC 412 14,000 0.00%
25 REILLY FINANCIAL ADVISORS, LLC 478 16,000 0.00%
26 ZIONS BANCORPORATION 509 17,000 0.00%
27 HOLLOWAY WEALTH MANAGEMENT, LLC 525 17,000 0.00% PRN
28 Carroll Financial Associates, Inc. 636 20,000 0.00%
29 SEVEN EIGHT CAPITAL, LP 783 26,000 0.00%
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 799 26,000 0.00%
31 Kistler-Tiffany Companies, LLC 862 28,000 0.00%
32 PARALLEL ADVISORS, LLC 885 29,000 0.00%
33 CAPITAL GUARDIAN TRUST CO 900 30,000 0.00%
34 BlackRock Investment Management, LLC 900 30,000 0.00%
35 DELTA ASSET MANAGEMENT LLC/TN 993 33,000 0.00%
36 Glassman Wealth Services 1,012 33,000 0.00%
37 Stanford Investment Group, Inc. 1,012 33,000 0.00%
38 Clearbridge Investments, LLC 1,000 33,000 0.00%
39 Community Bank, N.A. 1,017 34,000 0.00%
40 CITY HOLDING CO 1,059 35,000 0.00%
41 MSI Financial Services Inc 1,085 36,000 0.00%
42 North Star Investment Management Corp. 1,107 37,000 0.00%
43 PROFICIO CAPITAL PARTNERS LLC 1,121 37,000 0.00%
44 Walleye Trading LLC 1,188 39,000 0.00%
45 CENTRAL TRUST Co 1,200 40,000 0.00%
46 Alexandria Capital, LLC 1,200 40,000 0.00%
47 TCI Wealth Advisors, Inc. 1,233 41,000 0.00%
48 Estabrook Capital Management 1,250 41,263 0.00%
49 EDGE ADVISORS, LLC 1,355 44,000 0.00%
50 SIMPLEX TRADING, LLC 1,527 50,000 0.00%
Page 1 of 8

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.