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VALE SA PNA ADR
VALE SA PNA ADR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 133 Institutional holders with a total value of $1,712,839,006.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ASSETMARK, INC 147 0 0.00%
2 Carroll Financial Associates, Inc. 19 0 0.00%
3 MSI Financial Services Inc 133 0 0.00%
4 ARROW FINANCIAL CORP 64 0 0.00%
5 Creative Planning 78 0 0.00%
6 INTEGRATED WEALTH MANAGEMENT 48 0 0.00%
7 QUADRANT CAPITAL GROUP LLC 389 0 0.00%
8 Parkside Financial Bank & Trust 445 1,000 0.00%
9 TRUST DEPARTMENT MB FINANCIAL BANK N A 214 1,000 0.00%
10 Tower Research Capital LLC (TRC) 400 1,000 0.00%
11 LS Investment Advisors, LLC 970 2,000 0.00%
12 PNC FINANCIAL SERVICES GROUP, INC. 667 2,000 0.00%
13 MOSAIC FAMILY WEALTH, LLC 1,351 3,000 0.00%
14 CITIGROUP INC 2,052 5,000 0.00%
15 Mizuho Trust & Banking Co., Ltd. 2,812 7,000 0.00%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,377 11,000 0.00%
17 PRENTISS SMITH & CO INC 5,700 15,000 0.00%
18 US BANCORP \DE\ 7,741 20,000 0.00%
19 CAUSEWAY CAPITAL MANAGEMENT LLC 7,800 20,000 0.00%
20 FLOW TRADERS U.S. LLC 8,445 22,000 0.00%
21 EDMOND DE ROTHSCHILD (EUROPE) 10,000 26,000 0.00%
22 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 11,300 29,000 0.00%
23 GSA CAPITAL PARTNERS LLP 12,633 32,000 0.00%
24 Hemenway Trust Co LLC 12,717 32,000 0.00%
25 GAM Holding AG 13,200 34,000 0.00%
26 EDMOND DE ROTHSCHILD HOLDING S.A. 17,900 46,000 0.00%
27 UBS Group AG 21,616 56,000 0.00%
28 RHUMBLINE ADVISERS 21,890 56,000 0.00%
29 OppenheimerFunds, Inc. 23,193 59,000 0.00%
30 Aperio Group, LLC 23,905 61,000 0.00% SH
31 Checchi Capital Advisers, LLC 24,813 63,000 0.00%
32 ROYAL BANK OF CANADA 27,346 69,000 0.00%
33 TD ASSET MANAGEMENT INC 27,928 71,000 0.00%
34 SEI INVESTMENTS CO 28,556 73,000 0.00%
35 Grantham, Mayo, Van Otterloo & Co. LLC 30,100 77,000 0.00%
36 CREDIT AGRICOLE S A 32,700 83,000 0.00%
37 AXA S.A. 32,606 83,000 0.00%
38 West Family Investments, Inc. 37,500 96,000 0.01%
39 CADENCE CAPITAL MANAGEMENT LLC 40,519 103,000 0.01%
40 AVIVA PLC 41,140 105,000 0.01%
41 Lombard Odier Asset Management (Switzerland) SA 43,470 111,000 0.01%
42 WELLINGTON MANAGEMENT GROUP LLP 48,180 123,000 0.01%
43 VOYA INVESTMENT MANAGEMENT LLC 49,471 126,000 0.01%
44 Itau USA Asset Management Inc. 56,400 143,000 0.01%
45 TWO SIGMA SECURITIES, LLC 57,054 145,000 0.01%
46 CITADEL ADVISORS LLC 58,206 148,000 0.01%
47 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 60,000 149,000 0.01%
48 Mirae Asset Global Investments Co., Ltd. 68,023 174,000 0.01%
49 Asset Management One Co., Ltd. 72,962 186,000 0.01%
50 Allianz Asset Management GmbH 76,400 196,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.