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VALE S A
VALE S A. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 109 Institutional holders with a total value of $3,756,541,187.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LAZARD ASSET MANAGEMENT LLC 50 0 0.00%
2 NOMURA ASSET MANAGEMENT CO LTD 0 0 0.00%
3 BESSEMER GROUP INC 323 2,000 0.00%
4 WFG Advisors, LP 380 3,000 0.00%
5 Winfield Associates, Inc. 620 4,000 0.00%
6 US BANCORP \DE\ 724 5,000 0.00%
7 LS Investment Advisors, LLC 970 7,000 0.00%
8 FLOW TRADERS U.S. LLC 1,245 9,000 0.00%
9 ROYAL BANK OF CANADA 1,236 9,000 0.00%
10 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,100 14,000 0.00%
11 WELLS FARGO & COMPANY/MN 2,643 18,000 0.00%
12 EDMOND DE ROTHSCHILD HOLDING S.A. 3,950 28,000 0.00%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,377 30,000 0.00%
14 SUMMIT SECURITIES GROUP LLC 11,116 77,000 0.00%
15 FEDERATED HERMES, INC. 13,000 90,000 0.00%
16 Van Hulzen Asset Management, LLC 14,300 109,000 0.00%
17 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 19,100 132,000 0.00%
18 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 20,100 138,000 0.00%
19 SEI INVESTMENTS CO 21,200 146,000 0.00%
20 Checchi Capital Advisers, LLC 22,512 155,000 0.00%
21 Aperio Group, LLC 24,064 166,000 0.00%
22 Compagnie Lombard Odier SCmA 27,000 186,000 0.00%
23 Quantitative Investment Management, LLC 34,200 235,000 0.01%
24 West Family Investments, Inc. 37,500 258,000 0.01%
25 CADENCE CAPITAL MANAGEMENT LLC 38,499 265,000 0.01%
26 AVIVA PLC 42,840 296,000 0.01%
27 Airain ltd 43,761 302,000 0.01%
28 WELLINGTON MANAGEMENT GROUP LLP 45,800 316,000 0.01%
29 Tower Research Capital LLC (TRC) 50,044 345,000 0.01%
30 A.R.T. Advisors, LLC 55,100 379,000 0.01%
31 Virtu KCG Holdings LLC 62,886 433,000 0.01%
32 Virtu Financial LLC 71,535 493,000 0.01%
33 Mirae Asset Global Investments Co., Ltd. 72,450 499,000 0.01%
34 Cubist Systematic Strategies, LLC 78,498 541,000 0.01%
35 AJO, LP 109,608 755,000 0.02%
36 COMERICA BANK 114,905 1,000,000 0.03%
37 AMP Capital Investors Ltd 148,299 1,060,000 0.03%
38 UBS Group AG 159,887 1,102,000 0.03%
39 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 159,707 1,103,000 0.03%
40 MACQUARIE GROUP LTD 160,376 1,105,000 0.03%
41 Legal & General Group Plc 161,752 1,115,000 0.03%
42 CITADEL ADVISORS LLC 168,474 1,161,000 0.03%
43 GUGGENHEIM CAPITAL LLC 177,957 1,226,000 0.03%
44 PROFUND ADVISORS LLC 198,374 1,367,000 0.04%
45 BANK OF MONTREAL /CAN/ 191,434 1,436,000 0.04%
46 ELLINGTON MANAGEMENT GROUP LLC 210,900 1,453,000 0.04%
47 NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 222,000 1,530,000 0.04%
48 CAPSTONE ASSET MANAGEMENT CO 243,186 1,676,000 0.04%
49 BNP Paribas Asset Management Holding S.A. 249,000 1,716,000 0.05%
50 Invesco Ltd. 262,979 1,812,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.