| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | QVT Financial LP | 16,013,540 | 57,649,000 | 43.38% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,294,945 | 19,062,000 | 14.34% | ||
| 3 | RTW INVESTMENTS, LP | 5,209,823 | 18,755,000 | 14.11% | ||
| 4 | PRIMECAP MANAGEMENT CO/CA/ | 3,950,400 | 14,221,000 | 10.70% | ||
| 5 | D. E. Shaw & Co., Inc. | 1,734,529 | 6,244,000 | 4.70% | ||
| 6 | BANK OF MONTREAL /CAN/ | 874,254 | 3,147,000 | 2.37% | ||
| 7 | AXA S.A. | 781,267 | 2,813,000 | 2.12% | ||
| 8 | K2 PRINCIPAL FUND, L.P. | 375,854 | 1,353,000 | 1.02% | ||
| 9 | MORGAN STANLEY | 327,248 | 1,178,000 | 0.89% | ||
| 10 | Hudson Bay Capital Management LP | 295,000 | 1,062,000 | 0.80% | ||
| 11 | SABBY MANAGEMENT, LLC | 248,600 | 895,000 | 0.67% | ||
| 12 | Telemetry Investments, L.L.C. | 218,400 | 786,000 | 0.59% | ||
| 13 | RENAISSANCE TECHNOLOGIES LLC | 210,239 | 757,000 | 0.57% | ||
| 14 | DEUTSCHE BANK AG\ | 181,938 | 653,000 | 0.49% | ||
| 15 | BAKER BROS. ADVISORS LP | 180,582 | 650,000 | 0.49% | ||
| 16 | CREDIT SUISSE AG/ | 176,000 | 634,000 | 0.48% | ||
| 17 | VICTORY CAPITAL MANAGEMENT INC | 132,810 | 478,000 | 0.36% | ||
| 18 | Invesco Ltd. | 98,090 | 353,000 | 0.27% | ||
| 19 | GOLDMAN SACHS GROUP INC | 91,706 | 330,000 | 0.25% | ||
| 20 | OXFORD ASSET MANAGEMENT LLP | 83,310 | 300,000 | 0.23% | ||
| 21 | VANGUARD GROUP INC | 77,413 | 279,000 | 0.21% | ||
| 22 | BARCLAYS PLC | 72,800 | 262,000 | 0.20% | ||
| 23 | MACKENZIE FINANCIAL CORP | 39,900 | 144,000 | 0.11% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 30,479 | 110,000 | 0.08% | ||
| 25 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,600 | 99,000 | 0.07% | Put | |
| 26 | GEODE CAPITAL MANAGEMENT, LLC | 27,115 | 97,000 | 0.07% | ||
| 27 | SCOTIA CAPITAL INC. | 21,500 | 77,000 | 0.06% | ||
| 28 | FMR LLC | 19,200 | 69,000 | 0.05% | ||
| 29 | CITADEL ADVISORS LLC | 14,428 | 52,000 | 0.04% | ||
| 30 | ROYAL BANK OF CANADA | 13,855 | 50,000 | 0.04% | ||
| 31 | GROUP ONE TRADING LLC | 13,549 | 49,000 | 0.04% | ||
| 32 | AMERIPRISE FINANCIAL INC | 13,349 | 48,000 | 0.04% | ||
| 33 | STATE STREET CORP | 13,125 | 47,000 | 0.04% | ||
| 34 | Virtu KCG Holdings LLC | 12,433 | 45,000 | 0.03% | ||
| 35 | CITIGROUP INC | 10,996 | 40,000 | 0.03% | ||
| 36 | Tower Research Capital LLC (TRC) | 10,226 | 37,000 | 0.03% | ||
| 37 | JPMORGAN CHASE & CO | 6,666 | 24,000 | 0.02% | ||
| 38 | WELLS FARGO & COMPANY/MN | 3,695 | 13,000 | 0.01% | ||
| 39 | BANK OF AMERICA CORP /DE/ | 1,950 | 7,000 | 0.01% | ||
| 40 | SIMPLEX TRADING, LLC | 1,914 | 6,000 | 0.00% | ||
| 41 | CUTLER GROUP LLC / CA | 1,800 | 6,000 | 0.00% | ||
| 42 | Creative Planning | 1,050 | 4,000 | 0.00% | ||
| 43 | FEDERATION DES CAISSES DESJARDINS DU QUEBEC | 800 | 2,880 | 0.00% | ||
| 44 | ADVISOR GROUP, INC. | 600 | 2,000 | 0.00% | ||
| 45 | ROYAL FUND MANAGEMENT, LLC | 800 | 2,000 | 0.00% | ||
| 46 | US BANCORP \DE\ | 200 | 1,000 | 0.00% | ||
| 47 | NEXT Financial Group, Inc | 200 | 1,000 | 0.00% | ||
| 48 | IFP ADVISORS, INC | 360 | 1,000 | 0.00% | ||
| 49 | SONORA INVESTMENT MANAGEMENT, LLC | 20 | 72 | 0.00% | ||
| 50 | UBS Group AG | 115 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
