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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 1,288 Institutional holders with a total value of $47,475,512,518.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 MOUNTAIN CAPITAL INVESTMENT ADVISORS INC. 799 86,000 0.00%
102 NewEdge Advisors, LLC 800 86,272 0.00%
103 Jolley Asset Management, LLC 830 89,000 0.00%
104 Corbenic Partners LLC 879 94,000 0.00%
105 MCF Advisors LLC 886 95,000 0.00%
106 HOWE & RUSLING INC 890 96,000 0.00%
107 CUTLER GROUP LLC / CA 130,900 96,000 0.00% Put
108 MARK SHEPTOFF FINANCIAL PLANNING, LLC 902 97,000 0.00%
109 Vantage Investment Advisors, LLC 926 100,000 0.00%
110 QUADRANT CAPITAL GROUP LLC 1,339 102,000 0.00%
111 Baker Ellis Asset Management LLC 965 104,000 0.00%
112 MOTCO 989 106,000 0.00%
113 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,000 107,000 0.00%
114 EDGE ADVISORS, LLC 1,009 108,000 0.00%
115 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,010 115,000 0.00%
116 Chicago Partners Investment Group LLC 1,152 118,000 0.00%
117 REILLY FINANCIAL ADVISORS, LLC 1,111 119,000 0.00%
118 Whitnell & Co. 1,139 122,000 0.00%
119 State of Alaska, Department of Revenue 1,151 123,000 0.00%
120 AUA CAPITAL MANAGEMENT, LLC 1,170 126,000 0.00%
121 Financial Architects, Inc 1,215 131,000 0.00%
122 Blue Chip Partners, LLC 1,265 136,000 0.00%
123 VIRTUS CAPITAL ADVISERS, LLC 1,313 140,000 0.00%
124 MONTRUSCO BOLTON INVESTMENTS INC. 1,315 141,000 0.00%
125 Allworth Financial LP 1,313 141,000 0.00%
126 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,332 143,000 0.00%
127 Stonehage Fleming Financial Services Holdings Ltd 1,340 144,000 0.00%
128 LOOMIS SAYLES & CO L P 1,366 147,000 0.00%
129 ASSETMARK, INC 1,431 154,000 0.00%
130 Ledyard National Bank 1,455 156,000 0.00%
131 HARFST & ASSOCIATES, INC. 1,461 157,000 0.00%
132 KRILOGY FINANCIAL LLC 1,492 160,000 0.00%
133 Cordasco Financial Network 1,500 161,000 0.00%
134 Parkside Financial Bank & Trust 1,537 165,000 0.00%
135 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 1,551 166,000 0.00%
136 Avior Wealth Management, LLC 1,597 168,000 0.00%
137 ALPHA OMEGA WEALTH MANAGEMENT LLC 1,578 170,000 0.00%
138 Cornerstone Advisors, Inc. 1,582 170,000 0.00%
139 HALL LAURIE J TRUSTEE 1,590 170,861 0.00%
140 First Personal Financial Services 1,589 171,000 0.00%
141 WealthTrust-Arizona, LLC 1,661 178,000 0.00%
142 Winslow, Evans & Crocker, Inc. 1,688 181,393 0.00%
143 GLOBAL RETIREMENT PARTNERS, LLC 1,707 183,000 0.00%
144 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,710 184,000 0.00%
145 CWM, LLC 1,710 184,000 0.00%
146 FIRST INTERSTATE BANK 1,743 187,000 0.00%
147 VALLEY NATIONAL ADVISERS INC 1,740 187,000 0.00%
148 RESOURCES INVESTMENT ADVISORS, INC. 1,773 190,000 0.00%
149 AMERICAFIRST QUANTITATIVE TRUST - AMERICAFIRST DEFENSIVE GROWTH & INCOME PORTFOLIO, SERIES 2 1,808 194,000 0.00%
150 AMERICAFIRST CAPITAL MANAGEMENT, LLC 1,808 194,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.