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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 1,288 Institutional holders with a total value of $47,475,512,518.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 DUBUQUE BANK & TRUST CO 1,814 195,000 0.00%
152 NINE MASTS CAPITAL Ltd 1,600 196,000 0.00% Put
153 RISK PARADIGM GROUP, LLC 1,848 198,586 0.00%
154 TRUSTCO BANK CORP N Y 1,863 200,000 0.00%
155 KINGSVIEW WEALTH MANAGEMENT, LLC 1,879 202,000 0.00%
156 BADGLEY PHELPS & BELL INC 1,885 203,000 0.00%
157 Estabrook Capital Management 1,900 204,174 0.00%
158 TOTAL INVESTMENT MANAGEMENT INC 1,910 205,000 0.00%
159 FIRST FINANCIAL CORP /IN/ 1,915 206,000 0.00%
160 BENEDICT FINANCIAL ADVISORS INC 1,954 208,000 0.00%
161 SULLIVAN, BRUYETTE, SPEROS & BLANEY, INC. 1,952 210,000 0.00%
162 CARL DOMINO INC 1,975 212,000 0.00%
163 BOK Financial Private Wealth, Inc. 1,982 213,000 0.00%
164 YORKBRIDGE WEALTH PARTNERS, LLC 1,987 213,000 0.00%
165 NORTH STAR ASSET MANAGEMENT INC 1,991 214,000 0.00%
166 ALBION FINANCIAL GROUP /UT 2,000 215,000 0.00%
167 ANCHOR CAPITAL ADVISORS LLC 2,005 215,000 0.00%
168 PRELUDE CAPITAL MANAGEMENT, LLC 2,000 215,000 0.00% Put
169 Redmond Asset Management, LLC 2,021 217,000 0.00%
170 Cerity Partners OCIO LLC 2,030 218,000 0.00%
171 RB CAPITAL MANAGEMENT, LLC 2,036 219,000 0.00%
172 Cognios Capital, LLC 2,052 220,000 0.00%
173 Livingston Group Asset Management CO (operating as Southport Capital Management) 2,058 221,000 0.00%
174 Manchester Capital Management LLC 2,063 222,000 0.00%
175 ARCUS CAPITAL PARTNERS, LLC 2,064 222,000 0.00%
176 BB&T INVESTMENT SERVICES, INC. 2,062 222,000 0.00%
177 NORTHWEST WEALTH MANAGEMENT, LLC 2,079 223,000 0.00%
178 NORWAY SAVINGS BANK 2,080 224,000 0.00%
179 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 2,090 225,000 0.00%
180 SANDERS MORRIS HARRIS INC/FA 2,100 226,000 0.00%
181 Point Windward Advisors Inc. 2,100 226,000 0.00%
182 IRONWOOD INVESTMENT MANAGEMENT LLC 2,100 226,000 0.00%
183 BRAVE ASSET MANAGEMENT INC 2,106 226,000 0.00%
184 AMUSSEN HUNSAKER & ASSOCIATES LLC 2,112 227,000 0.00%
185 FIRST MERCANTILE TRUST CO 2,116 227,000 0.00%
186 IBEX WEALTH ADVISORS 2,118 228,000 0.00%
187 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,134 229,000 0.00%
188 HAP Trading, LLC 23,100 230,000 0.00% Call
189 Beach Investment Management, LLC. 2,150 231,000 0.00%
190 Cheviot Value Management, LLC 2,153 231,000 0.00%
191 BEACH INVESTMENT COUNSEL INC/PA 2,150 231,000 0.00%
192 NOVARE CAPITAL MANAGEMENT LLC 2,198 236,000 0.00%
193 Obermeyer Wealth Partners 2,207 237,000 0.00%
194 DAY & ENNIS, LLC 2,206 237,000 0.00%
195 IBERIABANK CORP 2,218 238,000 0.00%
196 WELLINGTON MANAGEMENT GROUP LLP 300 239,000 0.00% Call
197 DOHENY ASSET MANAGEMENT /CA 2,226 239,000 0.00%
198 Maryland Capital Management 2,240 240,000 0.00%
199 MAI Capital Management 2,231 240,000 0.00%
200 JOHANSON FINANCIAL ADVISORS, INC. 2,242 240,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.