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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 1,288 Institutional holders with a total value of $47,475,512,518.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1201 OMNIA FAMILY WEALTH, LLC 605 65,000 0.00%
1202 GLEN EAGLE ADVISORS, LLC 596 64,056 0.00%
1203 Perkins Coie Trust Co 600 64,000 0.00%
1204 DEUTSCHE BANK AG\ 604 64,000 0.00% Call
1205 Sageworth Trust Co 595 64,000 0.00%
1206 ROYAL FUND MANAGEMENT, LLC 588 63,000 0.00%
1207 Lenox Wealth Management, Inc. 573 62,000 0.00%
1208 ANCHOR INVESTMENT MANAGEMENT, LLC 575 61,790 0.00%
1209 Nelson Capital Management, LLC 566 61,000 0.00%
1210 Tradewinds Capital Management, LLC 519 56,000 0.00%
1211 Cowen Prime Services LLC 500 54,000 0.00%
1212 Sandy Spring Bank 506 54,000 0.00%
1213 Financial Architects, Inc 500 54,000 0.00% Put
1214 SONORA INVESTMENT MANAGEMENT, LLC 500 53,730 0.00%
1215 SPIDERROCK ADVISORS, LLC 23,200 53,000 0.00% Put PRN
1216 BDO WEALTH ADVISORS, LLC 475 51,000 0.00%
1217 FERRIS CAPITAL, LLC 448 48,000 0.00%
1218 PROFICIO CAPITAL PARTNERS LLC 424 48,000 0.00%
1219 PEOPLES FINANCIAL SERVICES CORP. 450 48,000 0.00%
1220 SeaBridge Investment Advisors LLC 451 48,000 0.00%
1221 VESTOR CAPITAL, LLC 411 44,000 0.00%
1222 KELLY LAWRENCE W & ASSOCIATES INC/CA 400 43,000 0.00%
1223 SAGE FINANCIAL GROUP INC 400 43,000 0.00%
1224 ORRSTOWN FINANCIAL SERVICES INC 404 43,000 0.00%
1225 Bartlett & Co. LLC 400 43,000 0.00%
1226 Jump Trading, LLC 389 42,000 0.00%
1227 HEFTY WEALTH PARTNERS 400 42,000 0.00%
1228 Alexandria Capital, LLC 386 41,000 0.00%
1229 American Research & Management Co. 350 38,000 0.00%
1230 INTELLECTUS PARTNERS, LLC 343 37,000 0.00%
1231 LEGACY ADVISORS, LLC 345 37,000 0.00%
1232 Oakworth Capital, Inc. 335 36,000 0.00%
1233 Cypress Capital Management LLC (WY) 331 35,569 0.00%
1234 AlphaMark Advisors, LLC 324 35,000 0.00% SH
1235 MassMutual Private Wealth & Trust, FSB 317 34,065 0.00%
1236 WEST PACES ADVISORS INC. 303 32,560 0.00%
1237 COCONUT GROVE BANK 295 32,000 0.00%
1238 JNBA Financial Advisors 300 32,000 0.00%
1239 PINKERTON WEALTH, LLC 299 32,000 0.00%
1240 VERSANT CAPITAL MANAGEMENT, INC 286 30,000 0.00%
1241 Horrell Capital Management, Inc. 226 24,000 0.00%
1242 Gemmer Asset Management LLC 220 24,000 0.00%
1243 MOSAIC FAMILY WEALTH, LLC 217 23,000 0.00%
1244 KINGS POINT CAPITAL MANAGEMENT 200 21,000 0.00%
1245 WESTSIDE INVESTMENT MANAGEMENT, INC. 186 20,058 0.00%
1246 NewSquare Capital LLC 182 20,000 0.00%
1247 Point72 Hong Kong Ltd 174 19,000 0.00%
1248 LEE FINANCIAL CORP 175 19,000 0.00%
1249 Baystate Wealth Management LLC 165 18,000 0.00%
1250 HAP Trading, LLC 12,900 18,000 0.00% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.