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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 1,288 Institutional holders with a total value of $47,475,512,518.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1051 Reynders McVeigh Capital Management, LLC 2,506 269,000 0.00%
1052 Burt Wealth Advisors 2,504 269,000 0.00%
1053 Garrison Asset Management, LLC 2,506 269,000 0.00%
1054 JACOBI CAPITAL MANAGEMENT LLC 2,486 268,000 0.00%
1055 Signature Financial Management, Inc. 2,475 267,000 0.00%
1056 Regent Investment Management LLC 2,475 266,000 0.00%
1057 STOCK YARDS BANK & TRUST CO 2,470 265,000 0.00%
1058 VAN STRUM & TOWNE INC. 2,469 265,000 0.00%
1059 Wharton Business Group, LLC 2,460 264,000 0.00%
1060 TRILLIUM ASSET MANAGEMENT, LLC 2,435 262,000 0.00%
1061 Partnervest Advisory Services LLC 2,442 262,000 0.00%
1062 Marble Harbor Investment Counsel, LLC 2,439 262,000 0.00%
1063 WATERS PARKERSON & CO., LLC 2,425 261,000 0.00%
1064 Choate Investment Advisors 2,420 260,053 0.00%
1065 Diligent Investors, LLC 2,418 260,000 0.00%
1066 Telos Capital Management, Inc. 2,406 259,000 0.00%
1067 CHEMUNG CANAL TRUST CO 2,412 259,000 0.00%
1068 Town & Country Bank & Trust CO dba First Bankers Trust CO 2,397 258,000 0.00%
1069 FUKOKU MUTUAL LIFE INSURANCE CO 2,400 258,000 0.00%
1070 Northstar Group, Inc. 2,385 256,000 0.00%
1071 NatWest Group plc 2,350 253,000 0.00%
1072 CYPRESS ASSET MANAGEMENT INC/TX 2,350 253,000 0.00%
1073 CORIENT CAPITAL PARTNERS, LLC 2,342 252,000 0.00%
1074 Pettee Investors, Inc. 2,332 251,000 0.00%
1075 BINGHAM OSBORN & SCARBOROUGH LLC 2,327 250,000 0.00%
1076 Violich Capital Management, Inc. 2,325 250,000 0.00%
1077 BELL ROCK CAPITAL LLC 2,315 248,000 0.00%
1078 PRIVATE ASSET MANAGEMENT INC 2,300 247,000 0.00%
1079 GARCIA HAMILTON & ASSOCIATES LP/DE 2,285 246,000 0.00%
1080 BANK OF THE WEST 2,290 246,000 0.00%
1081 Bridgewater Wealth & Financial Management, LLC 2,278 245,000 0.00%
1082 CARRET ASSET MANAGEMENT, LLC 2,275 244,000 0.00%
1083 GARNER ASSET MANAGEMENT CORP 2,263 243,000 0.00%
1084 INVICTUS RG 2,239 241,000 0.00%
1085 Evanson Asset Management, LLC 2,246 241,000 0.00%
1086 CLEAR PERSPECTIVE ADVISORS, LLC 2,243 241,000 0.00%
1087 Personal Capital Advisors Corp 2,243 241,000 0.00%
1088 STARFIRE INVESTMENT ADVISERS, INC. 2,250 241,000 0.00%
1089 JOHANSON FINANCIAL ADVISORS, INC. 2,242 240,000 0.00%
1090 Maryland Capital Management 2,240 240,000 0.00%
1091 MAI Capital Management 2,231 240,000 0.00%
1092 DOHENY ASSET MANAGEMENT /CA 2,226 239,000 0.00%
1093 WELLINGTON MANAGEMENT GROUP LLP 300 239,000 0.00% Call
1094 IBERIABANK CORP 2,218 238,000 0.00%
1095 Obermeyer Wealth Partners 2,207 237,000 0.00%
1096 DAY & ENNIS, LLC 2,206 237,000 0.00%
1097 NOVARE CAPITAL MANAGEMENT LLC 2,198 236,000 0.00%
1098 BEACH INVESTMENT COUNSEL INC/PA 2,150 231,000 0.00%
1099 Beach Investment Management, LLC. 2,150 231,000 0.00%
1100 Cheviot Value Management, LLC 2,153 231,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.