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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 1,288 Institutional holders with a total value of $47,475,512,518.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1151 Cornerstone Advisors, Inc. 1,582 170,000 0.00%
1152 ALPHA OMEGA WEALTH MANAGEMENT LLC 1,578 170,000 0.00%
1153 Avior Wealth Management, LLC 1,597 168,000 0.00%
1154 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 1,551 166,000 0.00%
1155 Parkside Financial Bank & Trust 1,537 165,000 0.00%
1156 Cordasco Financial Network 1,500 161,000 0.00%
1157 KRILOGY FINANCIAL LLC 1,492 160,000 0.00%
1158 HARFST & ASSOCIATES, INC. 1,461 157,000 0.00%
1159 Ledyard National Bank 1,455 156,000 0.00%
1160 ASSETMARK, INC 1,431 154,000 0.00%
1161 LOOMIS SAYLES & CO L P 1,366 147,000 0.00%
1162 Stonehage Fleming Financial Services Holdings Ltd 1,340 144,000 0.00%
1163 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,332 143,000 0.00%
1164 MONTRUSCO BOLTON INVESTMENTS INC. 1,315 141,000 0.00%
1165 Allworth Financial LP 1,313 141,000 0.00%
1166 VIRTUS CAPITAL ADVISERS, LLC 1,313 140,000 0.00%
1167 Blue Chip Partners, LLC 1,265 136,000 0.00%
1168 Financial Architects, Inc 1,215 131,000 0.00%
1169 AUA CAPITAL MANAGEMENT, LLC 1,170 126,000 0.00%
1170 State of Alaska, Department of Revenue 1,151 123,000 0.00%
1171 Whitnell & Co. 1,139 122,000 0.00%
1172 REILLY FINANCIAL ADVISORS, LLC 1,111 119,000 0.00%
1173 Chicago Partners Investment Group LLC 1,152 118,000 0.00%
1174 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,010 115,000 0.00%
1175 EDGE ADVISORS, LLC 1,009 108,000 0.00%
1176 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,000 107,000 0.00%
1177 MOTCO 989 106,000 0.00%
1178 Baker Ellis Asset Management LLC 965 104,000 0.00%
1179 QUADRANT CAPITAL GROUP LLC 1,339 102,000 0.00%
1180 Vantage Investment Advisors, LLC 926 100,000 0.00%
1181 MARK SHEPTOFF FINANCIAL PLANNING, LLC 902 97,000 0.00%
1182 HOWE & RUSLING INC 890 96,000 0.00%
1183 CUTLER GROUP LLC / CA 130,900 96,000 0.00% Put
1184 MCF Advisors LLC 886 95,000 0.00%
1185 Corbenic Partners LLC 879 94,000 0.00%
1186 Jolley Asset Management, LLC 830 89,000 0.00%
1187 NewEdge Advisors, LLC 800 86,272 0.00%
1188 MOUNTAIN CAPITAL INVESTMENT ADVISORS INC. 799 86,000 0.00%
1189 Endurance Wealth Management, Inc. 770 83,000 0.00%
1190 ENTERPRISE FINANCIAL SERVICES CORP 761 82,000 0.00%
1191 Patten Group, Inc. 705 81,000 0.00%
1192 Thomas J. Herzfeld Advisors, Inc. 708 76,000 0.00%
1193 D'Orazio & Associates, Inc. 710 76,000 0.00%
1194 Gradient Investments LLC 685 74,000 0.00%
1195 BALDWIN WEALTH PARTNERS LLC/MA 687 74,000 0.00%
1196 Johnson Financial Group, Inc. 664 71,000 0.00%
1197 American Beacon Advisors, Inc. 663 71,000 0.00%
1198 Vigilant Capital Management, LLC 650 70,000 0.00%
1199 EXANE ASSET MANAGEMENT 644 69,204 0.00%
1200 BANCO ITAU HOLDING FINANCEIRA S A 627 67,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.