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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 1,288 Institutional holders with a total value of $47,475,512,518.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1251 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 159 17,000 0.00%
1252 CI INVESTMENTS INC. 162 17,000 0.00%
1253 Winfield Associates, Inc. 160 17,000 0.00%
1254 Camarda Financial Advisors, LLC 150 16,000 0.00%
1255 STUART CHAUSSEE & ASSOCIATES, INC. 150 16,000 0.00%
1256 CENTRAL BANK & TRUST CO 150 16,000 0.00%
1257 Mercer Capital Advisers, Inc. 150 16,000 0.00%
1258 PATHSTONE FAMILY OFFICE, LLC 147 16,000 0.00%
1259 FCA CORP /TX 12,000 15,000 0.00%
1260 QCI ASSET MANAGEMENT INC/NY 130 14,000 0.00%
1261 Liberty Capital Management, Inc. 130 14,000 0.00%
1262 WELLS FARGO & COMPANY/MN 38,400 14,000 0.00% Put
1263 Exchange Capital Management, Inc. 125 13,000 0.00%
1264 FIRST PREMIER BANK 125 13,000 0.00%
1265 RPG FAMILY WEALTH ADVISORY, LLC 105 11,283 0.00%
1266 SHARKEY, HOWES & JAVER 100 11,000 0.00%
1267 RPG INVESTMENT ADVISORY, LLC 100 11,000 0.00%
1268 FUSION FAMILY WEALTH, LLC 107 11,000 0.00% SH
1269 HOERTKORN RICHARD CHARLES 100 11,000 0.00%
1270 SRS CAPITAL ADVISORS, INC. 107 11,000 0.00% SH
1271 AGF INVESTMENTS LLC 94 10,000 0.00%
1272 FOUNDERS CAPITAL MANAGEMENT 80 9,000 0.00%
1273 ROCKEFELLER FINANCIAL SERVICES INC 80 9,000 0.00%
1274 Winch Advisory Services, LLC 87 9,000 0.00%
1275 PACIFIC CENTER FOR FINANCIAL SERVICES 65 7,000 0.00%
1276 AMERICAN NATIONAL BANK & TRUST 59 6,000 0.00%
1277 Lowe Wealth Advisors, LLC 54 6,000 0.00%
1278 ALPHA WINDWARD LLC 56 6,000 0.00%
1279 Psagot Value Holdings Ltd. 48 5,000 0.00%
1280 IHT WEALTH MANAGEMENT, LLC 3,515 4,000 0.00%
1281 GUIDANT WEALTH ADVISORS 42 4,000 0.00%
1282 HighTower Advisors, LLC 3,000 3,000 0.00% Put
1283 MASSEY QUICK SIMON & CO., LLC 27 3,000 0.00%
1284 KINGSVIEW WEALTH MANAGEMENT, LLC 200 2,000 0.00% Call
1285 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 13 1,000 0.00%
1286 KINGSVIEW WEALTH MANAGEMENT, LLC 1,100 1,000 0.00% Put
1287 Creative Planning 1,000 0 0.00% Put
1288 CREDIT AGRICOLE S A 0 0 0.00% Call
Page 26 of 26

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.