| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MASCOMA WEALTH MANAGEMENT LLC | 2,000 | 4,000 | 0.00% | ||
| 2 | CRIBSTONE CAPITAL MANAGEMENT, LLC | 3,000 | 6,000 | 0.01% | ||
| 3 | UBS Group AG | 3,000 | 6,000 | 0.01% | PRN | |
| 4 | ROYAL BANK OF CANADA | 9,000 | 17,000 | 0.02% | PRN | |
| 5 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 10,000 | 19,000 | 0.02% | PRN | |
| 6 | BANK OF AMERICA CORP /DE/ | 17,000 | 33,000 | 0.04% | PRN | |
| 7 | Brown Advisory Securities, LLC | 22,000 | 44,000 | 0.05% | PRN | |
| 8 | Creative Planning | 26,000 | 50,000 | 0.06% | PRN | |
| 9 | OPPENHEIMER ASSET MANAGEMENT INC. | 57,000 | 109,000 | 0.12% | ||
| 10 | MORGAN STANLEY | 91,000 | 173,000 | 0.20% | PRN | |
| 11 | WELLINGTON MANAGEMENT GROUP LLP | 190,000 | 365,000 | 0.42% | PRN | |
| 12 | WORTH VENTURE PARTNERS, LLC | 1,273,000 | 2,451,000 | 2.79% | PRN | |
| 13 | SSI INVESTMENT MANAGEMENT LLC | 1,500,000 | 2,881,000 | 3.28% | PRN | |
| 14 | PERISCOPE CAPITAL INC. | 2,000,000 | 3,833,000 | 4.37% | PRN | |
| 15 | WELLS FARGO & COMPANY/MN | 2,103,000 | 4,038,000 | 4.60% | PRN | |
| 16 | JPMORGAN CHASE & CO | 5,109,000 | 9,785,000 | 11.15% | PRN | |
| 17 | CITADEL ADVISORS LLC | 7,807,000 | 14,960,000 | 17.05% | PRN | |
| 18 | DLD ASSET MANAGEMENT, LP | 9,986,000 | 19,216,000 | 21.90% | PRN | |
| 19 | MACKAY SHIELDS LLC | 15,456,000 | 29,736,000 | 33.90% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
