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WALTER INVT MGMT CORP
WALTER INVT MGMT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 139 Institutional holders with a total value of $1,675,085,534.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 B. Riley Wealth Management, Inc. 0 0 0.00%
2 Formidable Asset Management, LLC 16 0 0.00%
3 First Horizon Advisors, Inc. 22 0 0.00%
4 MACROVIEW INVESTMENT MANAGEMENT LLC 5 0 0.00%
5 Tortoise Investment Management, LLC 14 0 0.00%
6 WealthTrust-Arizona, LLC 44 1,000 0.00%
7 NEW ENGLAND SECURITIES CORP /MA/ 120 4,000 0.00%
8 PNC FINANCIAL SERVICES GROUP, INC. 120 4,000 0.00%
9 PANAGORA ASSET MANAGEMENT INC 194 6,000 0.00%
10 ENVESTNET ASSET MANAGEMENT INC 217 6,000 0.00%
11 Archford Capital Strategies, LLC 228 6,801 0.00%
12 DIMENSIONAL FUND ADVISORS LP 250 7,000 0.00%
13 TRUST CO OF VERMONT 389 12,000 0.00%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 478 14,000 0.00%
15 Global X Management CO LLC 849 25,000 0.00%
16 NOMURA HOLDINGS INC 900 27,000 0.00%
17 AMERIPRISE FINANCIAL INC 1,133 34,000 0.00%
18 BlackRock Finance, Inc. 1,246 37,000 0.00%
19 Creative Planning 1,226 37,000 0.00%
20 TEACHER RETIREMENT SYSTEM OF TEXAS 1,317 39,000 0.00%
21 LAZARD ASSET MANAGEMENT LLC 1,382 41,000 0.00%
22 CANADA LIFE ASSURANCE Co 1,650 49,000 0.00%
23 US BANCORP \DE\ 2,234 67,000 0.00%
24 Tower Research Capital LLC (TRC) 2,743 82,000 0.00%
25 ETRADE Capital Management LLC 3,779 113,000 0.01%
26 CITIGROUP INC 4,177 125,000 0.01%
27 FIFTH THIRD BANCORP 5,115 153,000 0.01%
28 CREDIT AGRICOLE S A 6,610 197,000 0.01%
29 NFC Investments, LLC 7,236 216,000 0.01%
30 Virtu KCG Holdings LLC 7,284 217,000 0.01%
31 IBERIABANK CORP 7,799 233,000 0.01%
32 PRINCIPAL FINANCIAL GROUP INC 8,883 265,000 0.02%
33 COMMERZBANK AKTIENGESELLSCHAFT /FI 8,972 268,000 0.02%
34 Hatteras Alternative Mutual Funds, LLC 9,904 295,000 0.02%
35 PEAK6 Group LLC 10,000 298,000 0.02%
36 Gotham Asset Management, LLC 10,423 311,000 0.02%
37 Covalent Partners LLC 11,000 328,000 0.02%
38 MACKENZIE FINANCIAL CORP 11,300 337,000 0.02%
39 COWEN INC. 11,335 338,000 0.02%
40 UBS AG 11,718 349,000 0.02%
41 ProVise Management Group, LLC 11,755 351,000 0.02%
42 D. E. Shaw & Co., Inc. 11,965 357,000 0.02%
43 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 12,299 367,000 0.02%
44 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 13,310 397,000 0.02%
45 CORNERCAP INVESTMENT COUNSEL INC 13,430 401,000 0.02%
46 Asset Management One Co., Ltd. 13,900 415,000 0.02%
47 WMS Partners, LLC 16,000 477,000 0.03%
48 HAP Trading, LLC 16,598 495,000 0.03%
49 ALPS ADVISORS INC 19,800 591,000 0.04%
50 Swift Run Capital Management, LLC 20,000 597,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.