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WATERSTONE FINL INC MD
WATERSTONE FINL INC MD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 81 Institutional holders with a total value of $180,898,155.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ground Swell Capital, LLC 86 1,000 0.00%
2 FEDERATED HERMES, INC. 607 7,000 0.00%
3 BlackRock Finance, Inc. 900 10,000 0.01%
4 Tower Research Capital LLC (TRC) 899 10,000 0.01%
5 UBS AG 931 11,000 0.01%
6 BANK OF MONTREAL /CAN/ 1,845 21,000 0.01%
7 Creative Planning 2,007 23,000 0.01%
8 VIRTUS CAPITAL ADVISERS, LLC 2,935 33,000 0.02%
9 CITIGROUP INC 4,968 56,000 0.03%
10 BARCLAYS PLC 5,696 63,000 0.03%
11 B. Riley Wealth Advisors, Inc. 8,534 97,373 0.05%
12 Airain ltd 11,375 130,000 0.07%
13 BANK OF AMERICA CORP /DE/ 11,898 136,000 0.08%
14 GUGGENHEIM CAPITAL LLC 12,177 139,000 0.08%
15 ANALYTIC INVESTORS, LLC 12,405 142,000 0.08%
16 NORTH STAR ASSET MANAGEMENT INC 13,500 154,000 0.09%
17 A.R.T. Advisors, LLC 14,694 167,000 0.09%
18 ProShare Advisors LLC 16,562 189,000 0.10%
19 BLACKROCK ADVISORS LLC 17,912 204,000 0.11%
20 Mraz, Amerine & Associates, Inc. 18,064 206,000 0.11%
21 CITADEL ADVISORS LLC 18,384 209,000 0.12%
22 SALZHAUER MICHAEL 18,561 212,000 0.12%
23 FIRST TRUST ADVISORS LP 18,928 216,000 0.12%
24 CLARK ESTATES INC/NY 20,000 228,000 0.13%
25 PDT Partners, LLC 20,716 236,000 0.13%
26 AQR CAPITAL MANAGEMENT LLC 21,100 241,000 0.13%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 21,393 244,000 0.13%
28 ASSOCIATED BANC-CORP 21,945 250,000 0.14%
29 AMERICAN INTERNATIONAL GROUP, INC. 22,505 256,782 0.14%
30 KENNEDY CAPITAL MANAGEMENT LLC 22,766 260,000 0.14%
31 METROPOLITAN LIFE INSURANCE CO/NY 27,607 315,000 0.17%
32 WELLS FARGO & COMPANY/MN 27,892 318,000 0.18%
33 VOYA INVESTMENT MANAGEMENT LLC 28,279 323,000 0.18%
34 MARTINGALE ASSET MANAGEMENT L P 28,465 325,000 0.18%
35 Nationwide Fund Advisors 29,000 331,000 0.18%
36 CREDIT SUISSE AG/ 29,891 341,000 0.19%
37 Geduld E E 35,000 399,000 0.22%
38 Invesco Ltd. 35,465 405,000 0.22%
39 RHUMBLINE ADVISERS 36,690 419,000 0.23%
40 Robert W. Baird & Co. Inc 39,324 449,000 0.25%
41 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 40,161 458,000 0.25%
42 Nine Chapters Capital Management LLC 45,900 524,000 0.29%
43 TEACHERS ADVISORS, LLC 47,948 547,000 0.30%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 54,390 621,000 0.34%
45 NAVELLIER & ASSOCIATES INC 56,382 643,000 0.36%
46 Cortina Asset Management, LLC 56,553 645,000 0.36%
47 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 56,779 648,000 0.36%
48 BRIDGEWAY CAPITAL MANAGEMENT, LLC 58,612 669,000 0.37%
49 JANE STREET GROUP, LLC 60,061 685,000 0.38%
50 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 62,818 717,000 0.40%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.