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WATERSTONE FINL INC MD
WATERSTONE FINL INC MD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 78 Institutional holders with a total value of $173,553,582.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FEDERATED HERMES, INC. 349 4,000 0.00%
2 ALLIANCEBERNSTEIN L.P. 900 10,000 0.01%
3 BlackRock Finance, Inc. 900 10,000 0.01%
4 BARCLAYS PLC 1,146 13,000 0.01%
5 CITIGROUP INC 1,195 14,000 0.01%
6 BANK OF AMERICA CORP /DE/ 1,216 14,000 0.01%
7 Tower Research Capital LLC (TRC) 1,180 14,000 0.01%
8 BANK OF MONTREAL /CAN/ 1,645 19,000 0.01%
9 BNP PARIBAS FINANCIAL MARKETS 1,979 22,857 0.01%
10 Creative Planning 2,007 23,000 0.01%
11 Legal & General Group Plc 6,361 73,000 0.04%
12 NORTH STAR ASSET MANAGEMENT INC 11,000 127,000 0.07%
13 MARTINGALE ASSET MANAGEMENT L P 13,061 151,000 0.09%
14 ProShare Advisors LLC 13,513 156,000 0.09%
15 Mraz, Amerine & Associates, Inc. 14,393 166,000 0.10%
16 ANALYTIC INVESTORS, LLC 14,995 173,000 0.10%
17 LMR Partners LLP 16,755 194,000 0.11%
18 A.R.T. Advisors, LLC 17,000 196,000 0.11%
19 BLACKROCK ADVISORS LLC 17,621 204,000 0.12%
20 GOLDMAN SACHS GROUP INC 18,002 208,000 0.12%
21 SALZHAUER MICHAEL 18,561 224,000 0.13%
22 ASSOCIATED BANC-CORP 20,945 242,000 0.14%
23 AQR CAPITAL MANAGEMENT LLC 21,100 244,000 0.14%
24 CITADEL ADVISORS LLC 21,461 248,000 0.14%
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 21,673 250,000 0.14%
26 AMERICAN INTERNATIONAL GROUP, INC. 22,487 259,725 0.15%
27 MILLENNIUM MANAGEMENT LLC 23,533 272,000 0.16%
28 Spot Trading L.L.C 23,800 275,000 0.16% Call
29 BLACKTHORN INVESTMENT GROUP LLC 25,000 289,000 0.17%
30 WELLS FARGO & COMPANY/MN 27,135 313,000 0.18%
31 METROPOLITAN LIFE INSURANCE CO/NY 27,607 319,000 0.18%
32 Nine Chapters Capital Management LLC 28,200 326,000 0.19%
33 VOYA INVESTMENT MANAGEMENT LLC 28,279 327,000 0.19%
34 GUGGENHEIM CAPITAL LLC 28,696 332,000 0.19%
35 D. E. Shaw & Co., Inc. 28,810 333,000 0.19%
36 Nationwide Fund Advisors 29,400 340,000 0.20%
37 Invesco Ltd. 29,706 343,000 0.20%
38 CLARK ESTATES INC/NY 34,189 395,000 0.23%
39 Geduld E E 35,000 404,000 0.23%
40 TWO SIGMA ADVISERS, LP 35,826 414,000 0.24%
41 RHUMBLINE ADVISERS 36,690 424,000 0.24%
42 FIRST TRUST ADVISORS LP 38,279 442,000 0.25%
43 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 40,161 464,000 0.27%
44 TEACHERS ADVISORS, LLC 47,948 554,000 0.32%
45 BRIDGEWAY CAPITAL MANAGEMENT, LLC 47,973 554,000 0.32%
46 Robert W. Baird & Co. Inc 49,785 575,000 0.33% SH
47 PARAMETRIC PORTFOLIO ASSOCIATES LLC 55,625 642,000 0.37%
48 NAVELLIER & ASSOCIATES INC 55,875 645,000 0.37%
49 Cortina Asset Management, LLC 58,843 680,000 0.39%
50 DEUTSCHE BANK AG\ 61,762 712,000 0.41%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.